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GW

Gina M. Winzinger

PTS BROKERAGE
Hammonton, NJ 08037
Some features on this profile are disabled
CRD#: 5342919
GW

Professional summary

Gina Marie Winzinger, who also goes by Gina M Petronio, Gina M Winzinger, is a registered financial professional currently at PTS BROKERAGE, LLC located in Hammonton, New Jersey.

Gina is registered as a RR (Registered Representative) and started their career in finance in 2021. Gina has worked at 1 firm and has passed the Series 63, Series 6TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Gina M Petronio | Gina M Winzinger

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gina Marie Winzinger's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 3, 2021 - Present

PTS BROKERAGE, LLC

Office #1: 240 N White Horse Pike, Hammonton, NJ 08037
RIA
BD
CRD#: 119307
Hammonton, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(6/28/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 6/28/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 4/21/2021
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/16/2020
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

PB
PTS BROKERAGE, LLC
PROFESSIONAL TRADING SERVICES BROKERAGE, LLC | PTS BROKERAGE, LLC

CRD#: 119307 / SEC#: , 8-65173

Delaware
Registered Investment Advisory firm - SEC (2/22/2024 Approved)
Florida
Registered Investment Advisory firm - SEC (11/30/2011 Approved)
Maryland
Registered Investment Advisory firm - SEC (4/29/2024 Approved)
New Jersey
Registered Investment Advisory firm - SEC (6/25/2004 Approved)
New York
Registered Investment Advisory firm - SEC (9/26/2011 Approved)
North Carolina
Registered Investment Advisory firm - SEC (12/31/2012 Terminated)
Pennsylvania
Registered Investment Advisory firm - SEC (8/25/2011 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
125 Gaither Drive 125 C Gaither Dr, Mt. Laurel, NJ 08054
Mailing Address
125 Gaither Drive Suite C, Mount Laurel, NJ 08054-1706
Phone number
(856) 802-9400
Established
New Jersey since 10/09/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
20

FINRA licenses (17 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
SCHANK, BRAD WILLIAMMEMBER, COO5747196
SCHANK, JEREMY JOHNMEMBER, CFO, CCO5702254

Regulatory assets under management

Total Number of Accounts460
AUM (Assets Under Management)$ 106,900,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PTS BROKERAGE, LLC

CRD#: 119307Hammonton, NJ 08037

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