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IH

Inna N. Halperin

SUMMIT TRAIL SECURITIES
Chicago, IL 60607
Some features on this profile are disabled
CRD#: 5342265
IH

Professional summary

Inna Nisman Halperin, who also goes by Inna N. Halperin, Inna Nisman, is a registered financial professional currently at SUMMIT TRAIL SECURITIES, LLC located in Chicago, Illinois.

Inna is registered as a RR (Registered Representative) and started their career in finance in 2007. Inna has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 3 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Inna N. Halperin | Inna Nisman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Inna Nisman Halperin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 8, 2017 - Present

SUMMIT TRAIL SECURITIES, LLC

Office #1: 167 N Green Street 6th Floor, Chicago, IL, 60607
BD
CRD#: 285784
Chicago, IL
Past

November 23, 2015 - August 16, 2016

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
Chicago, IL
Past

November 14, 2011 - September 30, 2015

BARCLAYS CAPITAL INC.

RIA
CRD#: 19714
CHICAGO, IL
Past

September 14, 2011 - September 30, 2015

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
CHICAGO, IL
Past

September 17, 2007 - September 15, 2011

SANFORD C. BERNSTEIN & CO., LLC

BD
CRD#: 104474
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(3/15/2017)
RR
Michigan
(3/16/2017)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/12/2011
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 10/1/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 6/13/2014
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 9/14/2007
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

ST
SUMMIT TRAIL SECURITIES, LLC
SUMMIT TRAIL SECURITIES, LLC

CRD#: 285784 / SEC#: , 8-69859

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
2 Grand Central Tower 140 E. 45th Street, New York, NY, 10017
Mailing Address
2 Grand Central Tower 140 E. 45th Street, New York, NY, 10017
Phone number
(212) 812-7005
Established
Delaware since 09/14/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (39 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SUMMIT TRAIL ADVISORS, LLCOWNER220519
ALMERINI, LOUIS ACHILLEFINOP1605183
ERIGO, JOSEPHCEO, CCO4168502

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SUMMIT TRAIL SECURITIES, LLC

CRD#: 285784Chicago, IL 60607

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