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DM

Dominic C. Mazzone

MAZZONE & ASSOCIATES
Atlanta, GA 30309
Some features on this profile are disabled
CRD#: 5342162
DM

Professional summary

Dominic Charles Mazzone, who also goes by Dominic Mazzone, is a registered financial professional currently at MAZZONE & ASSOCIATES, LLC located in Atlanta, Georgia and MEZZO, INC. located in Atlanta, Georgia.

Dominic is registered as a RR (Registered Representative) and started their career in finance in 2007. Dominic has worked at 3 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Dominic Mazzone

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Dominic Charles Mazzone's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 25, 2007 - Present

MAZZONE & ASSOCIATES, LLC

Office #1: 75 Fourteenth St., Ne, Suite 2800 Office Tower At Four Seasons, Atlanta, GA 30309Office #2: Office Tower At The Four Seasons 75 Fourteenth St., Ne, Suite 2800, Atlanta, GA 30309
BD
CRD#: 144159
Atlanta, GA
Current

March 24, 2026 - Present

MEZZO, INC.

Office #1: 75 14th St., Ne, Suite 2800, Atlanta, GA 30309
BD
CRD#: 339200
ATLANTA, GA
Past

June 14, 2007 - November 20, 2007

SECURITIES NETWORK LLC

BD
CRD#: 133785
NORCROSS, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(4/10/2018)
RR
Florida
(1/7/2008)
RR
Georgia
(9/26/2007)
RR
South Carolina
(10/18/2007)

Exams

State Security Law Exam
RR
Series 63
Date: 7/17/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/13/2007
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/6/2007
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

MI
MEZZO, INC.
MAZZIO | MEZZO, INC. | MAZZIO, INC.

CRD#: 339200 / SEC#: , 8-71449

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
75 14th St., Ne, Suite 2800, Atlanta, GA 30309
Mailing Address
75 14th St., Ne, Suite 2800, Atlanta, GA 30309
Phone number
(404) 574-5745
Established
Georgia since 10/02/2025
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
MAZZONE, DOMINIC CHARLESCEO & CCO5342162
SANFORD, JOSEPH STUARTFINOP5361444

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MEZZO, INC.

CRD#: 339200Atlanta, GA 30309

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