Robert J. Valentine

RPG INVESTMENT ADVISORY

Pleasanton, CA 94566

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CRD#: 5342149

Professional summary

Robert James Valentine is a registered financial advisor currently at RPG INVESTMENT ADVISORY, LLC located in Pleasanton, California.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Robert has worked at 5 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert James Valentine's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 22, 2014 - Present

RPG INVESTMENT ADVISORY, LLC

Office #1: 6600 Koll Center Pkwy. #100, Pleasanton, CA 94566

RIA

CRD#: 172173

Pleasanton, CA

Past

November 8, 2013 - August 4, 2014

GENEOS WEALTH MANAGEMENT, INC.

CRD#: 120894

Danville, CA

Past

April 28, 2011 - February 23, 2015

VALENTINE CAPITAL ASSET MANAGEMENT, INC.

RIA

CRD#: 140861

DANVILLE, CA

Past

February 25, 2010 - November 11, 2011

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

SAN RAMON, CA

Past

September 22, 2008 - February 2, 2010

SECURITIES AMERICA, INC.

CRD#: 10205

SAN RAMON, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RPG INVESTMENT ADVISORY, LLC

CRD#: 172173 / SEC#: 801-80481

RIA

Registered Investment Advisory firm - (10/21/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(9/6/2018)

IAR

Arizona
(11/9/2018)

IAR

California
(10/22/2014)

IAR

Louisiana
(11/3/2016)

IAR

Mississippi
(2/6/2019)

IAR

Utah
(2/6/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/5/2011

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 9/19/2008

General Securities Representative Examination

Current Firm

RPG INVESTMENT ADVISORY, LLC

CRD#: 172173 / SEC#: 801-80481

RIA

Registered Investment Advisory firm - (10/21/2014 Approved)

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Contact information

Main Address

6600 Koll Center Pkwy. #100, Pleasanton, CA 94566

Mailing Address

Phone number

(925) 384-0071

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV BROCHURE (1/15/2025)

Regulatory assets under management

Total Number of Accounts	899
AUM (Assets Under Management)	$ 858,493,392

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert J. Valentine

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert James Valentine's CRS (Customer Relationship Summary).

Certified licenses

Experience

RPG INVESTMENT ADVISORY, LLC

GENEOS WEALTH MANAGEMENT, INC.

VALENTINE CAPITAL ASSET MANAGEMENT, INC.

PURSHE KAPLAN STERLING INVESTMENTS

SECURITIES AMERICA, INC.

Primary Firm SEC Registration

RPG INVESTMENT ADVISORY, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/5/2011

Series 7

Date: 9/19/2008

Current Firm

RPG INVESTMENT ADVISORY, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RPG INVESTMENT ADVISORY, LLC

TRUST BUT VERIFY

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