Jerome B. Vargas
Professional summary
Jerome Bernard Vargas, who also goes by Jerome B Vargas, is a registered financial professional currently at CTC, LLC located in Chicago, Illinois.
Jerome is registered as a RR (Registered Representative) and started their career in finance in 2007. Jerome has worked at 1 firm and has passed the SIE, Series 57 and Series 56 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jerome Bernard Vargas's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 10, 2018 - Present
CTC, LLC
Office #1: 425 S. Financial Place 4th Floor, Chicago, IL 60605Office #2: 425 S. Financial Place 4th Floor, Chicago, IL 60605June 8, 2011 - November 12, 2013
CTC, LLC
February 8, 2008 - March 31, 2010
CTC, LLC
June 7, 2007 - October 18, 2007
CTC, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 56
Date: 8/17/2011
Proprietary Trader Qualification ExaminationCboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
CTC, LLC
CRD#: 44597 / SEC#: , 8-50758
Contact information
Documents
Disclosures
| Regulatory Event | 18 |
Red Flags
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