Reid J. Rubinstein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Reid Jason Rubinstein was a registered financial professional .
Reid is a previously registered financial professional and started their career in finance in 2007. Reid had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 2018 - June 11, 2019
KLR GROUP ADVISORS, LP
April 26, 2013 - June 11, 2019
KLR GROUP, LLC
May 4, 2012 - April 26, 2013
BURNHAM SECURITIES INC.
July 19, 2007 - March 29, 2012
RODMAN & RENSHAW, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KLR GROUP ADVISORS, LP
CRD#: 297271 / SEC#: 801-113461
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
