Kenneth Lee Basel Jr
CFP®Professional Summary
Kenneth Lee Basel JR, CFP®, who also goes by Kenneth Lee Basel, Kenneth Basel, is a registered financial advisor currently at STEPPING STONE ADVISORS, LLC located in Superior Township, Michigan. Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Kenneth has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Kenneth Lee Basel, Kenneth Basel
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Credentials
Years of Experience
14 years in the financial services industry
Current & Past Employments
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Current Firm
STEPPING STONE ADVISORS | STEPPING STONE ADVISORS, LLC
Contact Information
Main Address
North Ridgeville, OHPhone Number
(440) 241-8687# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
9AUM (Assets Under Management)
$540,800Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(3/27/2019)
(8/25/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Kenneth Lee Basel JR's CRS (Customer Relationship Summary).
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