Brady R. West
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brady Robert West was a registered financial professional .
Brady is a previously registered financial professional and started their career in finance in 2007. Brady had worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 9, 2018 - February 14, 2019
BEACON POINTE WEALTH ADVISORS, LLC
October 9, 2018 - February 14, 2019
BEACON POINTE ADVISORS, LLC
May 14, 2010 - May 23, 2017
STRATEGIC ADVISERS LLC
January 20, 2010 - May 23, 2017
FIDELITY BROKERAGE SERVICES LLC
July 30, 2007 - December 4, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
June 29, 2007 - December 4, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BEACON POINTE WEALTH ADVISORS, LLC
CRD#: 151328 / SEC#: 801-70550
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
