Joseph F. Patton

J.P. MARVEL WEALTH MANAGEMENT

BOSTON, MA 02110

Some features on this profile are disabled

CRD#: 5341584

Professional summary

Joseph F Patton III, who also goes by Joseph F Patton, is a registered financial advisor currently at J.P. MARVEL WEALTH MANAGEMENT, INC. located in Boston, Massachusetts.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Joseph has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joseph F Patton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph F Patton III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 15, 2020 - Present

J.P. MARVEL WEALTH MANAGEMENT, INC.

Office #1: 265 Franklin Street Suite 902, Boston, MA 02110

RIA

CRD#: 144364

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

J.P. MARVEL WEALTH MANAGEMENT, INC.

J.P. MARVEL INVESTMENT ADVISORS, INC. | J.P. MARVEL WEALTH MANAGEMENT, INC.

CRD#: 144364 / SEC#: 801-68042

RIA

Registered Investment Advisory firm - (6/19/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(12/15/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/2/2020

Uniform Investment Adviser Law Examination

Current Firm

J.P. MARVEL WEALTH MANAGEMENT, INC.

J.P. MARVEL INVESTMENT ADVISORS, INC. | J.P. MARVEL WEALTH MANAGEMENT, INC.

CRD#: 144364 / SEC#: 801-68042

RIA

Registered Investment Advisory firm - (6/19/2007 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

265 Franklin Street Suite 902, Boston, MA 02110

Mailing Address

Phone number

(617) 342-5600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

J.P. MARVEL INVESTMENT ADVISORS, INC. - MARCH 2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	117
AUM (Assets Under Management)	$ 680,228,372

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/20/2025	Cover Page	Report
09/25/2024	Cover Page	Report
10/19/2023	Cover Page	Report
11/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Martin Robbins

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Norwell, MA

Tamara Rose

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BOSTON, MA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Joseph F. Patton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph F Patton III's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.P. MARVEL WEALTH MANAGEMENT, INC.

Primary Firm SEC Registration

J.P. MARVEL WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/2/2020

Current Firm

J.P. MARVEL WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

J.P. MARVEL WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

Similar Advisors