Dale S. Robbins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dale S Robbins JR, who also goes by Dale S Robbins Jr., Dale S Robbins, was a registered financial professional .
Dale is a previously registered financial professional and started their career in finance in 2007. Dale had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 29, 2013 - December 31, 2013
ROBBINS ADVISORY SERVICES LLC
June 14, 2011 - April 9, 2013
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2011 - April 9, 2013
WELLS FARGO CLEARING SERVICES, LLC
April 26, 2010 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
January 1, 2008 - February 13, 2009
FIDELITY BROKERAGE SERVICES LLC
August 13, 2007 - January 1, 2008
FIDELITY DISTRIBUTORS COMPANY LLC
State Registrations and Notice Filings
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Exams
Current Firm
ROBBINS ADVISORY SERVICES LLC
CRD#: 166990 / SEC#:
Contact information
Red Flags
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