BC
Brett T. Caron
AVM, L.P.
Boca Raton, FL 33431
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CRD#: 5340376
BC
Professional summary
Brett T Caron, who also goes by Brett Thomas Caron, is a registered financial professional currently at AVM, L.P. located in Boca Raton, Florida.
Brett is registered as a RR (Registered Representative) and started their career in finance in 2010. Brett has worked at 2 firms and has passed the SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Brett Thomas Caron
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Brett T Caron's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 11, 2015 - Present
AVM, L.P.
Office #1: 777 Yamato Road Suite 300, Boca Raton, FL 33431BD
CRD#: 16710
Boca Raton, FL
Past
April 12, 2010 - August 6, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(8/11/2015)
Exams
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AL
AVM, L.P.
ADAMS, VINER & MOSLER, LTD. | AVM, L.P. | ADAMS, VINER, & MOSLER, LTD.
CRD#: 16710 / SEC#: , 8-35136
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
777 Yamato Road Suite 300, Boca Raton, FL 33431
Mailing Address
777 Yamato Road Suite 300, Boca Raton, FL 33431
Phone number
(561) 544-4400
Established
Illinois since 09/30/1983
Firm type
Partnership
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (8 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HSZ HOLDINGS, LLC | LIMITED PARTNER | |
| LESTER N. COYLE REVOCABLE TRUST | LIMITED PARTNER | |
| PANTHERS INVESTMENT LIMITED PARTNERSHIP | LIMITED PARTNER | |
| PELLEGRINO, CHRISTIAN MINASSIAN | LIMITED PARTNER | 6053985 |
| PREST, JASON | LIMITED PARTNER | 4475716 |
| SARAOGI HOLDINGS, LLC | LIMITED PARTNER | |
| WYLER, SCOTT LAWRENCE | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | 2869488 |
| WYLER, SCOTT LAWRENCE | LIMITED PARTNER | 2869488 |
| ANUAR, YELENA NMN | CHIEF FINANCIAL OFFICER | 6253705 |
| ANUAR, YELENA NMN | LIMITED PARTNER | 6253705 |
| AVM ASSOCIATES LLC | GENERAL PARTNER | |
| COYLE, LESTER NOEL | TRUSTEE OF THE LESTER N. COYLE REVOCABLE TRUST | 4727659 |
| HANSEN, KAREN MARIE | GENERAL COUNSEL | 5291197 |
| HANSEN, KAREN MARIE | TRUSTEE OF THE KAREN M. HANSEN REVOCABLE TRUST | 5291197 |
| OLOFSSON, THOMAS ROLF | LIMITED PARTNER | 3244639 |
| PRINTZ, ROBERT ANDREW | PRESIDENT | 2348404 |
| THE KAREN M. HANSEN REVOCABLE TRUST | LIMITED PARTNER |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AVM, L.P.
CRD#: 16710Boca Raton, FL 33431TRUST BUT VERIFY
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