Christopher C. Yim
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Chae Young Yim, who also goes by Christopher Yim, Chu Young Yim, was a registered financial advisor .
Christopher is a previously registered financial advisor and started their career in finance in 2007. Christopher had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 8, 2010 - June 1, 2013
ACCELERATED CAPITAL GROUP
January 12, 2009 - October 30, 2009
GOLD COAST SECURITIES, INC.
January 12, 2009 - October 30, 2009
GOLD COAST SECURITIES, INC.
April 21, 2008 - November 12, 2008
TOWER SQUARE SECURITIES, INC.
June 6, 2007 - November 12, 2008
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ACCELERATED CAPITAL GROUP
CRD#: 41270 / SEC#: , 8-49347
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STEVENS, JODI KAYE | ASSIGNEE FOR STRONGBOW/CCO | 7028802 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
