George M. Poole

HFH PLANNING

New York, NY

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CRD#: 5339881

Professional summary

George Martin Poole, CFP®, who also goes by Martin Poole, is a registered financial advisor currently at HFH PLANNING INC. located in New York, New York.

George is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. George has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Martin Poole

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Martin Poole's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

June 12, 2021 - Present

HFH PLANNING INC.

RIA

CRD#: 114046

New York, NY

Past

August 10, 2007 - July 29, 2008

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HFH PLANNING INC.

CRD#: 114046 / SEC#: 801-62326

RIA

Registered Investment Advisory firm - (9/16/2003 Approved)

New York

Registered Investment Advisory firm - (10/18/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(6/12/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/31/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 8/9/2007

General Securities Representative Examination

Current Firm

HFH PLANNING INC.

CRD#: 114046 / SEC#: 801-62326

RIA

Registered Investment Advisory firm - (9/16/2003 Approved)

New York

Registered Investment Advisory firm - (10/18/2022 Terminated)

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Contact information

Main Address

New York, NY

Mailing Address

82 Nassau Street, #60593, New York, NY 10038

Phone number

(212) 402-5444

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM_ADV_PART2_2022 (3/18/2025)

Regulatory assets under management

Total Number of Accounts	437
AUM (Assets Under Management)	$ 173,597,592

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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George M. Poole

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Martin Poole's CRS (Customer Relationship Summary).

Certified licenses

Experience

HFH PLANNING INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

HFH PLANNING INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/31/2007

Series 7

Date: 8/9/2007

Current Firm

HFH PLANNING INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HFH PLANNING INC.

TRUST BUT VERIFY

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