Brian M. Dunlevy
Professional summary
Brian Martin Dunlevy was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Brian is a previously registered financial professional and started their career in finance in 2007. Prior to being barred, Brian had worked at 4 firms, which includes BASIS FINANCIAL LLC, IFS SECURITIES, EMMETT A LARKIN COMPANY INC., GUNNALLEN FINANCIAL INC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2010 - May 17, 2011
BASIS FINANCIAL, LLC
October 17, 2008 - December 19, 2008
IFS SECURITIES
December 13, 2007 - October 15, 2008
EMMETT A LARKIN COMPANY, INC.
May 29, 2007 - December 7, 2007
GUNNALLEN FINANCIAL, INC
May 21, 2007 - June 12, 2007
EMMETT A LARKIN COMPANY, INC.
State Registrations and Notice Filings
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Exams
Current Firm
BASIS FINANCIAL, LLC
CRD#: 43694 / SEC#: , 8-50367
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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