Harrison M. Lazarus, Jr.

HARRISON LAZARUS ADVISORS

SAN FRANCISCO, CA

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CRD#: 5339316

Professional summary

Harrison Miller Lazarus, Jr., who also goes by Harrison Miller Lazarus, is a registered financial advisor currently at HARRISON LAZARUS ADVISORS, INC. located in San Francisco, California.

Harrison is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Harrison has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Harrison Miller Lazarus

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harrison Miller Lazarus, Jr.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 20, 2007 - Present

HARRISON LAZARUS ADVISORS, INC.

RIA

CRD#: 144089

SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/20/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/29/2007

Uniform Investment Adviser Law Examination

Current Firm

HARRISON LAZARUS ADVISORS, INC.

CRD#: 144089 / SEC#:

California

Registered Investment Advisory firm - (7/20/2007 Approved)

Texas

Registered Investment Advisory firm - (3/27/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

San Francisco, CA

Mailing Address

Phone number

(415) 830-5244

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	167
AUM (Assets Under Management)	$ 41,879,677

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Harrison M. Lazarus, Jr.

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harrison Miller Lazarus, Jr.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

HARRISON LAZARUS ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/29/2007

Current Firm

HARRISON LAZARUS ADVISORS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HARRISON LAZARUS ADVISORS, INC.

TRUST BUT VERIFY

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