Matthew A. Golab

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CRD#: 5338745

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Matthew Aaron Golab, who also goes by Matthew Golab, Matt Golab, was a registered financial professional .

Matthew is a previously registered financial professional and started their career in finance in 2007. Matthew had worked at 6 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Matthew Golab | Matt Golab

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Mattie Matt Internet Marketing. 9381 E. Stockton Blvd Ste 200 Elk Grove CA 95624. Internet Marketing - not investment related. Internet marketer - send traffic to offers to buy online courses or products. Started 05/2016. 10 hours per month 0 hours during trading hours. 2) Golab Wealth Advisors and Insurance Services. 9381 E. Stockton Blvd Ste 200 Elk Grove CA 95624. Insurance Agent - investment related. Started 07/2007. 40 hours per month, 40 hours during trading hours.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 17, 2017 - October 31, 2022

BROOKSTONE WEALTH ADVISORS, LLC

RIA

CRD#: 137658

Elk Grove, CA

Past

July 25, 2011 - May 10, 2017

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA

CRD#: 132070

Elk Grove, CA

Past

December 11, 2009 - September 10, 2010

J.W. COLE FINANCIAL, INC.

CRD#: 124583

ELK GROVE, CA

Past

December 9, 2009 - September 10, 2010

J. W. COLE ADVISORS, INC.

RIA

CRD#: 112294

ELK GROVE, CA

Past

September 22, 2009 - February 1, 2010

KEELER & CO., LLC

RIA

CRD#: 125185

ROSEVILLE, CA

Past

June 27, 2007 - December 1, 2008

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

SACRAMENTO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658 / SEC#: 801-67628

RIA

Registered Investment Advisory firm - (3/16/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/21/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/29/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 6/25/2007

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658 / SEC#: 801-67628

RIA

Registered Investment Advisory firm - (3/16/2007 Approved)

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Contact information

Main Address

1745 S Naperville Rd Suite 200, Wheaton, IL 60189

Mailing Address

Phone number

(630) 653-1400

Established

Firm type

Fiscal year end

# of Employees

244

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RWA ADV 2A (7/30/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Matthew A. Golab

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BROOKSTONE WEALTH ADVISORS, LLC

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

J.W. COLE FINANCIAL, INC.

J. W. COLE ADVISORS, INC.

KEELER & CO., LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

BROOKSTONE WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/21/2009

Series 63

Date: 6/29/2007

Series 6

Date: 6/25/2007

Current Firm

BROOKSTONE WEALTH ADVISORS, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

BROOKSTONE WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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