Ming Chiu
Professional summary
Ming Chiu, who also goes by Ming Qiu, is a registered financial professional currently at GT SECURITIES, INC. located in Los Angeles, California.
Ming is registered as a RR (Registered Representative) and started their career in finance in 2007. Ming has worked at 2 firms and has passed the Series 63, Series 66, Series 79TO, Series 6TO, Series 7TO, Series 3, Series 31, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ming Chiu's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 15, 2023 - Present
GT SECURITIES, INC.
Office #1: 12130 Millennium Dr Suite 300, Los Angeles, CA 90094December 11, 2007 - August 24, 2009
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/15/2023)
(9/15/2023)
Exams
Series 79TO
Date: 10/21/2023
Investment Banking Registered Representative ExaminationSeries 6TO
Date: 9/15/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 7TO
Date: 9/15/2023
General Securities Representative ExaminationFINRA
Current Firm
GT SECURITIES, INC.
CRD#: 116012 / SEC#: , 8-53527
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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