Elden O. Charles
Professional summary
Elden O Charles, who also goes by Elden Orson Charles, was a registered financial advisor .
Elden is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Elden had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 6, 2026 - Present
October 22, 2014 - June 2, 2015
TRANSAMERICA FINANCIAL ADVISORS, LLC
October 1, 2012 - April 16, 2014
J.P. MORGAN SECURITIES LLC
April 28, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
September 17, 2007 - September 16, 2011
WORLD GROUP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/6/2026)
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
