AB
Andrew D. Buzan
KELMAN LAZAROV
Memphis, TN 38137-2805
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CRD#: 5337819
AB
Professional summary
Andrew D Buzan is a registered financial advisor currently at KELMAN LAZAROV INC located in Memphis, Tennessee.
Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Andrew has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Kelman-Lazarov, Inc., Start Date: 05/08/2007, 5100 Poplar Ave., Ste. 2805, Memphis, TN 38137, Corporation, RIA, Chief Investment Officer, Portfolio Manager, IAR, Partner, Provide comprehensive Investment Management and Financial Planning Services to Clients, Investment Related, 120 hours per month, 5.5 hours per day during trading hours. 2. Rental Property, Sole Proprietor, Start: 04/2011, 1054 South Perkins Memphis, TN 38117, Real Estate, Not Investment Related, Property Owner, 1 hour per month, 0 hours during trading hours. 3. Rental Property, Sole Proprietor, Start: 08/2016, 4272 Eastern CV Memphis TN 38117, Real Estate, Not Investment Related, Property Owner, 1 hour per month, 0 hours during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Andrew D Buzan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 3, 2013 - Present
KELMAN LAZAROV INC
Office #1: 5100 Poplar Ave, Ste 2805, Memphis, TN 38137-2805RIA
CRD#: 107727
Memphis, TN
Past
July 26, 2016 - September 23, 2024
MUTUAL SECURITIES, INC.
BD
CRD#: 13092
Memphis, TN
Past
September 23, 2013 - July 25, 2016
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
MEMPHIS, TN
Past
May 20, 2010 - July 25, 2016
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
MEMPHIS, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KL
KELMAN LAZAROV INC
KELMAN LAZAROV INC
CRD#: 107727 / SEC#: 801-45185
RIA
Registered Investment Advisory firm - (12/7/1993 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(11/12/2016)
IAR
Tennessee(10/3/2013)
IAR
Texas(1/5/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
KL
KELMAN LAZAROV INC
KELMAN LAZAROV INC
CRD#: 107727 / SEC#: 801-45185
RIA
Registered Investment Advisory firm - (12/7/1993 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5100 Poplar Ave, Ste 2805, Memphis, TN 38137-2805
Mailing Address
Phone number
(901) 685-8284
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (17 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,353 |
| AUM (Assets Under Management) | $ 705,429,123 |
Red Flags
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Company Information
KELMAN LAZAROV INC
CRD#: 107727Memphis, TN 38137-2805TRUST BUT VERIFY
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