Aaron R. Tice
DELPHI WEALTH PARTNERS
GRAND JUNCTION, CO
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CRD#: 5337696
Aaron Raburn TiceDELPHI WEALTH PARTNERS
Professional summary
Aaron Raburn Tice, CFP® is a registered financial advisor currently at DELPHI WEALTH PARTNERS located in Grand Junction, Colorado.
Aaron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Aaron has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Always Fiduciary
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DAELT, LLLP Name of other business: DAELT, LLLP, a Colorado limited liability limited partnership. Investment-related: Yes. Address: 775 26 Rd, Grand Junction, CO 81506. Nature of the business: Rental real estate holding partnership. Position / relationship: Limited partner. Passive ownership interest only. No officer role, no management authority, and no role in the operation of the partnership. Start date: 11/26/2003. Hours per month: Less than 1. Hours during securities trading hours: 0. Duties: None. The interest is a passive limited partner investment. No compensation is received from DAELT, LLLP. TICE TAX, LTD. Name of other business: Tice Tax, Ltd., a Colorado corporation. Investment-related: No. Address: 2066 Baseline Dr., Grand Junction, CO 81507. Nature of the business: Income tax preparation services. Position / relationship: Owner. Tice Tax, Ltd. is solely owned by Aaron R. Tice and is a separate entity from West Slope Advisory Services, LLC, with no relation except common ownership. Start date: 01/29/2020. Hours per month: Approximately 17 hours per month on an annual average. Activity is seasonal: approximately 43 hours per month during filing season (roughly February through April) and fewer than 9 hours per month the remainder of the year. Hours during securities trading hours: 0. Duties: Preparation and filing of client income tax returns and related correspondence. Mr. Tice holds an IRS Preparer Tax Identification Number (PTIN). He is not a Certified Public Accountant and does not provide accounting, audit, or attest services. He is compensated by Tice Tax, Ltd.
CRS (Client Relationship Summary) - RIA
Click below to view Aaron Raburn Tice's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
August 5, 2015 - Present
DELPHI WEALTH PARTNERS
RIA
CRD#: 268825
GRAND JUNCTION, CO
Past
July 16, 2007 - July 22, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
THORNTON, CO
Past
July 13, 2007 - July 22, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
THORNTON, CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(9/9/2022)
IAR
California(1/6/2016)
IAR
Colorado(8/14/2015)
IAR
Florida(3/30/2022)
IAR
New York(3/23/2023)
IAR
Oregon(8/5/2015)
IAR
Texas(10/16/2015)
IAR
Washington(8/17/2015)
Exams
What does exam status mean?
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
DW
DELPHI WEALTH PARTNERS
DELPHI WEALTH PARTNERS | WEST SLOPE ADVISORY SERVICES LLC
CRD#: 268825 / SEC#:
Arizona
Registered Investment Advisory firm - (9/9/2022 Approved)California
Registered Investment Advisory firm - (1/1/2016 Approved)Colorado
Registered Investment Advisory firm - (8/14/2015 Approved)Florida
Registered Investment Advisory firm - (3/30/2022 Approved)New York
Registered Investment Advisory firm - (3/23/2023 Approved)Oregon
Registered Investment Advisory firm - (7/29/2015 Approved)Texas
Registered Investment Advisory firm - (10/10/2015 Conditional Restricted)Washington
Registered Investment Advisory firm - (8/17/2015 Approved)Loading...
Contact information
Main Address
Grand Junction, CO
Mailing Address
Phone number
(970) 639-1142
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 285 |
| AUM (Assets Under Management) | $ 61,896,712 |
Red Flags
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