JG
Jonathan Goh
LIGHTHOUSE INVESTMENT PARTNERS
Houston, TX
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CRD#: 5337614
JG
Professional summary
Jonathan Goh is a registered financial advisor currently at LIGHTHOUSE INVESTMENT PARTNERS, LLC located in Houston, Texas.
Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Jonathan has worked at 2 firms and has passed the Series 63 and Series 79 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I serve as a director for a privately held family business, an electronics/audio visual systems integrator, based in Singapore. The company is called Electronics and Engineering Pte Ltd (www.enepl.com.sg) and is located at 285 Outram Road Singapore 169069. The company is not investment related since it specializes in installation and servicing of professional audio equipment such as in auditoriums and stadiums. To retain family involvement in the business, the board of directors is also comprised of my father's and my own siblings. I have served on the board of directors since 2004 and do not receive compensation for this role. I spend approximately 1-2 hours per quarter which is typically not during US market hours. I do not have an economic interest in the issuer. The investment strategy I pursue for North Rock Capital Management, LLC is focused on publicly traded energy and real estate.
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Goh's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 16, 2022 - Present
LIGHTHOUSE INVESTMENT PARTNERS, LLC
RIA
CRD#: 136591
Houston, TX
Past
April 30, 2010 - May 23, 2011
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LI
LIGHTHOUSE INVESTMENT PARTNERS, LLC
LIGHTHOUSE GROUP | RELYING ADVISER: PIER61 PARTNERS, LLC | RELYING ADVISER: NORTH ROCK CAPITAL MANAGEMENT, LLC | RELYING ADVISER: MISSION CREST CAPITAL MANAGEMENT, LLC | RELYING ADVISER: LHP IRELAND FUND MANAGEMENT LIMITED | RELYING ADVISER: LH NR UK (MANAGEMENT) LLP | PIER61 PARTNERS, LLC | LUMINAE PARTNERS LLC | LIGHTHOUSE PARTNERS | LIGHTHOUSE INVESTMENT PARTNERS, LLC
CRD#: 136591 / SEC#: 801-64978
RIA
Registered Investment Advisory firm - (11/29/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(12/16/2022)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
LI
LIGHTHOUSE INVESTMENT PARTNERS, LLC
LIGHTHOUSE GROUP | RELYING ADVISER: PIER61 PARTNERS, LLC | RELYING ADVISER: NORTH ROCK CAPITAL MANAGEMENT, LLC | RELYING ADVISER: MISSION CREST CAPITAL MANAGEMENT, LLC | RELYING ADVISER: LHP IRELAND FUND MANAGEMENT LIMITED | RELYING ADVISER: LH NR UK (MANAGEMENT) LLP | PIER61 PARTNERS, LLC | LUMINAE PARTNERS LLC | LIGHTHOUSE PARTNERS | LIGHTHOUSE INVESTMENT PARTNERS, LLC
CRD#: 136591 / SEC#: 801-64978
RIA
Registered Investment Advisory firm - (11/29/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3801 Pga Blvd. Suite 604, Palm Beach Gardens, FL 33410
Mailing Address
Phone number
(561) 741-0820
Established
Firm type
Fiscal year end
# of Employees
481
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 128 |
| AUM (Assets Under Management) | $ 87,376,978,835 |
Red Flags
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