Charles R. Coon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Reagan Coon was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1969. Charles had worked at 8 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 4, 1991 - December 5, 2013
COASTAL SECURITIES, INC.
September 4, 1990 - February 6, 1991
WELLS FARGO CLEARING SERVICES, LLC
September 1, 1988 - September 4, 1990
LOVETT UNDERWOOD NEUHAUS & WEBB, INC.
September 1, 1987 - September 1, 1988
BOETTCHER & COMPANY, INC.
June 28, 1985 - September 1, 1987
LOVETT MITCHELL WEBB & GARRISON, INC.
January 12, 1984 - June 28, 1985
MASTER SANFORD COON WARD HOLLAND INC.
January 15, 1971 - February 12, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
April 2, 1969 - April 22, 1971
GOODBODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/31/1969
Registered Representative ExaminationCurrent Firm
COASTAL SECURITIES, INC.
CRD#: 27834 / SEC#: , 8-43227
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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