John P. Billiter

FOUNDERS FINANCIAL ALLIANCE

Raleigh, NC 27615

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CRD#: 5336716

Professional summary

John P. Billiter is a registered financial advisor currently at FOUNDERS FINANCIAL ALLIANCE, LLC located in Raleigh, North Carolina and LPL FINANCIAL LLC located in Raleigh, North Carolina.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. John has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 6/11/2020 - Founders Wealth Advisors, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 5/21/2020 - 50 Hours Per Month/8 Hours During Securities Trading - Time Spent 33%. 2. 6/30/2020 - Founders Financial Alliance, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 05/21/2020 - 50 Hours Per Month/8 Hours During Securities Trading - Time Spent 33% - I provide investment advisory services through Founders Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in 06/2020. I expect to spend approximately 50 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 6/30/2020 - Founders Wealth Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 05/21/2020 - 50 Hours Per Month/8 Hours During Securities Trading - Time Spent 33% - I provide investment advisory services through Founders Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in 06/2020. I expect to spend approximately 50 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 11/5/2020 - Elite Wealth Management, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 11/02/2020 - 50 Hours Per Month/10 Hours During Securities Trading - LLC is designed for business/tax mitigation purposes. 5. 5/20/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 6/11/2020 - 1 Hours Per Month/1 Hours During Securities Trading - Work with Financial Strategies Group, LLC for client related insurance solutions.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John P. Billiter's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 19, 2020 - Present

FOUNDERS FINANCIAL ALLIANCE, LLC

Office #1: 9212 Falls Of Neuse Rd., Suite 221, Raleigh, NC 27615

RIA

CRD#: 173011

Raleigh, NC

Current

June 11, 2020 - Present

LPL FINANCIAL LLC

Office #1: 9212 Falls Of Neuse Rd Ste 221, Raleigh, NC 27615

RIA

CRD#: 6413

Raleigh, NC

Past

May 31, 2011 - June 19, 2020

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

RALEIGH, NC

Past

May 31, 2011 - June 19, 2020

UBS FINANCIAL SERVICES INC.

CRD#: 8174

RALEIGH, NC

Past

July 16, 2007 - June 1, 2011

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

RALEIGH, NC

Past

June 25, 2007 - June 1, 2011

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

RALEIGH, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FOUNDERS FINANCIAL ALLIANCE, LLC

CRD#: 173011 / SEC#: 801-108700

RIA

Registered Investment Advisory firm - (11/21/2016 Approved)

Arizona

Registered Investment Advisory firm - (11/28/2016 Terminated)

Arkansas

Registered Investment Advisory firm - (11/28/2016 Terminated)

California

Registered Investment Advisory firm - (12/28/2016 Terminated)

Connecticut

Registered Investment Advisory firm - (11/29/2016 Terminated)

District of Columbia

Registered Investment Advisory firm - (11/28/2016 Terminated)

Florida

Registered Investment Advisory firm - (11/28/2016 Terminated)

Georgia

Registered Investment Advisory firm - (12/20/2016 Terminated)

Illinois

Registered Investment Advisory firm - (11/21/2016 Terminated)

Indiana

Registered Investment Advisory firm - (12/1/2016 Terminated)

Iowa

Registered Investment Advisory firm - (11/29/2016 Terminated)

Kentucky

Registered Investment Advisory firm - (12/6/2016 Terminated)

Louisiana

Registered Investment Advisory firm - (11/29/2016 Terminated)

Maryland

Registered Investment Advisory firm - (12/31/2016 Terminated)

Michigan

Registered Investment Advisory firm - (12/14/2016 Terminated)

Minnesota

Registered Investment Advisory firm - (12/5/2016 Terminated)

New Jersey

Registered Investment Advisory firm - (11/29/2016 Terminated)

New Mexico

Registered Investment Advisory firm - (12/31/2016 Terminated)

New York

Registered Investment Advisory firm - (11/28/2016 Terminated)

North Carolina

Registered Investment Advisory firm - (11/30/2016 Terminated)

Ohio

Registered Investment Advisory firm - (11/28/2016 Terminated)

Oregon

Registered Investment Advisory firm - (11/28/2016 Terminated)

Pennsylvania

Registered Investment Advisory firm - (11/29/2016 Terminated)

South Carolina

Registered Investment Advisory firm - (11/28/2016 Terminated)

Tennessee

Registered Investment Advisory firm - (11/28/2016 Terminated)

Texas

Registered Investment Advisory firm - (11/28/2016 Terminated)

Virginia

Registered Investment Advisory firm - (11/29/2016 Terminated)

West Virginia

Registered Investment Advisory firm - (11/28/2016 Terminated)

Wisconsin

Registered Investment Advisory firm - (11/29/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(6/11/2020)

California
(11/5/2025)

Colorado
(9/9/2021)

Connecticut
(5/18/2023)

Florida
(6/11/2020)

Georgia
(6/11/2020)

Illinois
(6/11/2020)

Kentucky
(6/11/2020)

Maryland
(6/11/2020)

Massachusetts
(6/11/2020)

Nevada
(6/11/2020)

New Jersey
(11/5/2025)

North Carolina
(6/11/2020)

IAR

North Carolina
(6/19/2020)

Ohio
(3/5/2021)

Oklahoma
(6/11/2020)

Pennsylvania
(6/11/2020)

South Carolina
(6/11/2020)

Texas
(11/29/2022)

Virginia
(6/11/2020)

Washington
(7/8/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/12/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/19/2007

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FOUNDERS FINANCIAL ALLIANCE, LLC

CRD#: 173011 / SEC#: 801-108700

RIA

Registered Investment Advisory firm - (11/21/2016 Approved)

Arizona

Registered Investment Advisory firm - (11/28/2016 Terminated)

Arkansas

Registered Investment Advisory firm - (11/28/2016 Terminated)

California

Registered Investment Advisory firm - (12/28/2016 Terminated)

Connecticut

Registered Investment Advisory firm - (11/29/2016 Terminated)

District of Columbia

Registered Investment Advisory firm - (11/28/2016 Terminated)

Florida

Registered Investment Advisory firm - (11/28/2016 Terminated)

Georgia

Registered Investment Advisory firm - (12/20/2016 Terminated)

Illinois

Registered Investment Advisory firm - (11/21/2016 Terminated)

Indiana

Registered Investment Advisory firm - (12/1/2016 Terminated)

Iowa

Registered Investment Advisory firm - (11/29/2016 Terminated)

Kentucky

Registered Investment Advisory firm - (12/6/2016 Terminated)

Louisiana

Registered Investment Advisory firm - (11/29/2016 Terminated)

Maryland

Registered Investment Advisory firm - (12/31/2016 Terminated)

Michigan

Registered Investment Advisory firm - (12/14/2016 Terminated)

Minnesota

Registered Investment Advisory firm - (12/5/2016 Terminated)

New Jersey

Registered Investment Advisory firm - (11/29/2016 Terminated)

New Mexico

Registered Investment Advisory firm - (12/31/2016 Terminated)

New York

Registered Investment Advisory firm - (11/28/2016 Terminated)

North Carolina

Registered Investment Advisory firm - (11/30/2016 Terminated)

Ohio

Registered Investment Advisory firm - (11/28/2016 Terminated)

Oregon

Registered Investment Advisory firm - (11/28/2016 Terminated)

Pennsylvania

Registered Investment Advisory firm - (11/29/2016 Terminated)

South Carolina

Registered Investment Advisory firm - (11/28/2016 Terminated)

Tennessee

Registered Investment Advisory firm - (11/28/2016 Terminated)

Texas

Registered Investment Advisory firm - (11/28/2016 Terminated)

Virginia

Registered Investment Advisory firm - (11/29/2016 Terminated)

West Virginia

Registered Investment Advisory firm - (11/28/2016 Terminated)

Wisconsin

Registered Investment Advisory firm - (11/29/2016 Terminated)

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Contact information

Main Address

9212 Falls Of Neuse Rd., Suite 221, Raleigh, NC 27615

Mailing Address

Phone number

(855) 860-5940

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FOUNDERS FINANCIAL ADV 2A (3/21/2025)

Regulatory assets under management

Total Number of Accounts	3,918
AUM (Assets Under Management)	$ 1,002,097,380

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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John P. Billiter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John P. Billiter's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

FOUNDERS FINANCIAL ALLIANCE, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/12/2007

SIE

Date: 10/1/2018

Series 7

Date: 6/19/2007

FINRA

Current Firm

FOUNDERS FINANCIAL ALLIANCE, LLC

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FOUNDERS FINANCIAL ALLIANCE, LLC

TRUST BUT VERIFY

Contact information

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