David S. Davis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Scott Davis was a registered financial advisor .
David is a previously registered financial advisor and started their career in finance in 2007. David had worked at 2 firms and has passed the Series 65, Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 3, 2013 - December 31, 2014
WWW.GOROBINHOOD.COM
July 31, 2007 - October 10, 2008
UBS FINANCIAL SERVICES INC.
July 10, 2007 - October 10, 2008
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WWW.GOROBINHOOD.COM
CRD#: 162334 / SEC#: 801-78365
Contact information
Red Flags
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