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Kaitlin Yardley

Kaitlin Yardley

SCHAEFFER FINANCIAL LLC
HOUSTON, TX
Some features on this profile are disabled
CRD#: 5336245
Kaitlin Yardley

Professional summary

Kaitlin Yardley, CFP®, who also goes by Kaitlin K Schaeffer, Kaitlin Kelly Schaeffer, Kaitlin Kelly Schaeffer Yardley, Kaitlin Kelly Schaeffer Yardley, is a registered financial advisor currently at SCHAEFFER FINANCIAL LLC located in Houston, Texas.

Kaitlin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Kaitlin has worked at 2 firms .

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Kaitlin K Schaeffer | Kaitlin Kelly Schaeffer | Kaitlin Kelly Schaeffer Yardley | Kaitlin Kelly Schaeffer Yardley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kaitlin Yardley's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2007

Experience

Current

January 12, 2015 - Present

SCHAEFFER FINANCIAL LLC

RIA
CRD#: 133697
HOUSTON, TX
Past

August 24, 2010 - March 12, 2012

YESKE BUIE INC.

RIA
CRD#: 143234
VIENNA, VA
Past

October 22, 2009 - July 21, 2010

SCHAEFFER FINANCIAL LLC

RIA
CRD#: 133697
ROCKVILLE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
SCHAEFFER FINANCIAL LLC
SCHAEFFER FINANCIAL | SCHAEFFER FINANCIAL LLC

CRD#: 133697 / SEC#: 801-63790

RIA
Registered Investment Advisory firm - (1/3/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(1/12/2015)

Exams

Current Firm

SF
SCHAEFFER FINANCIAL LLC
SCHAEFFER FINANCIAL | SCHAEFFER FINANCIAL LLC

CRD#: 133697 / SEC#: 801-63790

RIA
Registered Investment Advisory firm - (1/3/2005 Approved)
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Contact information

Main Address
4612 Great Oak Road, Rockville, MD 20853
Mailing Address
Phone number
(301) 933-5550
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (6/2/2025)

Regulatory assets under management

Total Number of Accounts435
AUM (Assets Under Management)$ 223,248,023

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SCHAEFFER FINANCIAL LLC

CRD#: 133697Houston, TX

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