Nicholas J. Keihner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicholas James Keihner was a registered financial professional .
Nicholas is a previously registered financial professional and started their career in finance in 2007. Nicholas had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 11, 2024 - January 7, 2025
TEMPLUM MARKETS LLC
January 9, 2018 - September 1, 2023
ANOS CAPITAL, LLC
February 18, 2016 - October 2, 2017
AMG DISTRIBUTORS, INC.
May 6, 2013 - August 4, 2015
NEUBERGER BERMAN BD LLC
October 23, 2012 - August 4, 2015
NEUBERGER BERMAN BD LLC
August 16, 2010 - October 24, 2012
COHEN & STEERS SECURITIES, LLC
November 28, 2007 - July 13, 2010
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
State Registrations and Notice Filings
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Exams
Current Firm
TEMPLUM MARKETS LLC
CRD#: 102840 / SEC#: , 8-52169
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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