Uwaila W. Osagiede

PEAKSTONE WEALTH MANAGEMENT

Denver, CO

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CRD#: 5335910

Professional summary

Uwaila Will Osagiede, CFP®, who also goes by Uwaila W Osagiede, Uwaila W. Osagiede, Will Osagiede, is a registered financial advisor currently at PEAKSTONE WEALTH MANAGEMENT, LLC located in Denver, Colorado.

Uwaila is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Uwaila has worked at 4 firms and has passed the Series 63, Series 65 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Uwaila W Osagiede | Uwaila W. Osagiede | Will Osagiede

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MR. OSAGIEDE IS LICENSED TO SELL LIFE, ACCIDENT AND HEALTH INSURANCE PRODUCTS AND MAY ENGAGE IN COMMISSIONABLE INSURANCE OR FIXED ANNUITIES PRODUCT SALES WITH CLIENTS, FOR WHICH HE MAY RECEIVE COMPENSATION.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Uwaila Will Osagiede's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

September 4, 2015 - Present

PEAKSTONE WEALTH MANAGEMENT, LLC

RIA

CRD#: 226659

Denver, CO

Past

September 18, 2013 - January 22, 2014

BBVA SECURITIES INC.

CRD#: 27060

CENTENNIAL, CO

Past

September 8, 2008 - April 27, 2009

PARK AVENUE SECURITIES LLC

CRD#: 46173

GREENWOOD VILLAGE, CO

Past

June 11, 2007 - May 16, 2008

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

GREENWOOD VILLAGE, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(9/4/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/23/2013

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/9/2012

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6

Date: 9/16/2013

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PEAKSTONE WEALTH MANAGEMENT, LLC

CRD#: 226659 / SEC#:

Colorado

Registered Investment Advisory firm - (9/4/2015 Approved)

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Contact information

Main Address

Denver, CO

Mailing Address

Phone number

(303) 539-9077

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Uwaila W. Osagiede

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Uwaila Will Osagiede's CRS (Customer Relationship Summary).

Certified licenses

Experience

PEAKSTONE WEALTH MANAGEMENT, LLC

BBVA SECURITIES INC.

PARK AVENUE SECURITIES LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/23/2013

Series 65

Date: 8/9/2012

Series 6

Date: 9/16/2013

Current Firm

PEAKSTONE WEALTH MANAGEMENT, LLC

Contact information

Documents

Red Flags

Company Information

PEAKSTONE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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