Frank D. Davis

GRADIENT ADVISORS

Omaha, NE 68114

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CRD#: 5335329

Professional summary

Frank D Davis JR. is a registered financial advisor currently at GRADIENT ADVISORS, LLC located in Omaha, Nebraska.

Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Frank has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

American Senior Benefits; Investment Related; 9850 Nicholas St, Ste 200, Omaha, NE 68114; Health, Life, Annuity Sales; Insurance Producer; Start date 11/2009; 120hrs/mo

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frank D Davis JR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 5, 2021 - Present

GRADIENT ADVISORS, LLC

Office #1: 9850 Nicholas St Suite 200 Suite C, Omaha, NE 68114

RIA

CRD#: 152665

Omaha, NE

Past

May 17, 2019 - November 5, 2021

VIRTUE WEALTH COUNSEL, LLC

RIA

CRD#: 298592

Omaha, NE

Past

July 6, 2007 - September 5, 2008

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

OMAHA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GRADIENT ADVISORS, LLC

CRD#: 152665 / SEC#: 801-71000

RIA

Registered Investment Advisory firm - (2/10/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(11/9/2021)

IAR

Iowa
(11/9/2021)

IAR

Missouri
(12/10/2021)

IAR

Nebraska
(11/5/2021)

IAR

South Dakota
(1/18/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/5/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/7/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 7/5/2007

Investment Company Products/Variable Contracts Representative Examination

Current Firm

GRADIENT ADVISORS, LLC

CRD#: 152665 / SEC#: 801-71000

RIA

Registered Investment Advisory firm - (2/10/2010 Approved)

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Contact information

Main Address

4105 Lexington Avenue N. Suite 225, Arden Hills, MN 55126

Mailing Address

Phone number

(877) 885-0508

Established

Firm type

Fiscal year end

# of Employees

169

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A AND 2B 10-2025 (10/21/2025)

Regulatory assets under management

Total Number of Accounts	3,222
AUM (Assets Under Management)	$ 218,611,410

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Frank D. Davis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frank D Davis JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

GRADIENT ADVISORS, LLC

VIRTUE WEALTH COUNSEL, LLC

UVEST FINANCIAL SERVICES GROUP, INC.

Primary Firm SEC Registration

GRADIENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/5/2019

Series 63

Date: 7/7/2007

Series 6

Date: 7/5/2007

Current Firm

GRADIENT ADVISORS, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GRADIENT ADVISORS, LLC

TRUST BUT VERIFY

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