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IJ

Ian A. Joseph

MAGEN FINANCIAL LLC
New York, NY 10036
Some features on this profile are disabled
CRD#: 5335270
IJ

Professional summary

Ian Antony Joseph, who also goes by Ian A Joseph, Ian B Joseph, is a registered financial professional currently at MAGEN FINANCIAL LLC located in New York, New York.

Ian is registered as a RR (Registered Representative) and started their career in finance in 2007. Ian has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Ian A Joseph | Ian B Joseph

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ian Antony Joseph's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 17, 2021 - Present

MAGEN FINANCIAL LLC

Office #1: 1500 Broadway 25th Floor, New York, NY 10036
BD
CRD#: 305174
New York, NY
Past

August 26, 2019 - February 1, 2021

TULLETT PREBON FINANCIAL SERVICES LLC

BD
CRD#: 28196
New York, NY
Past

July 25, 2017 - June 19, 2019

SUNRISE BROKERS LLC

BD
CRD#: 151012
NEW YORK, NY
Past

December 6, 2013 - September 3, 2015

SUNRISE BROKERS LLC

BD
CRD#: 151012
NEW YORK, NY
Past

September 24, 2012 - December 4, 2013

TFS DERIVATIVES LLC

BD
CRD#: 30395
NEW YORK, NY
Past

May 8, 2012 - September 10, 2012

TULLETT PREBON FINANCIAL SERVICES LLC

BD
CRD#: 28196
JERSEY CITY, NJ
Past

December 22, 2010 - March 15, 2012

BGC FINANCIAL, L.P.

BD
CRD#: 19801
NEW YORK, NY
Past

August 10, 2009 - November 30, 2010

TULLETT PREBON FINANCIAL SERVICES LLC

BD
CRD#: 28196
NEW YORK, NY
Past

December 1, 2008 - April 21, 2010

PREBON FINANCIAL PRODUCTS INC.

BD
CRD#: 29551
JERSEY CITY, NJ
Past

July 9, 2007 - November 21, 2008

TP ICAP GLOBAL MARKETS AMERICAS LLC

BD
CRD#: 2762
JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(8/29/2023)
RR
New York
(2/17/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 3/2/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/29/2007
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

MF
MAGEN FINANCIAL LLC
ATHENA A DIVISION OF MAGEN FINANCIAL LLC | VISION A DIVISION OF MAGEN FINACIAL LLC | SHIELD A DIVISION OF MAGEN FINANCIAL LLC | NOMAD A DIVISION OF MAGEN FINANCIAL LLC | MERCURY A DIVISION OF MAGEN FINANCIAL LLC | MAGEN FINANCIAL LLC | AZUR A DIVISION OF MAGEN FINANCIAL LLC

CRD#: 305174 / SEC#: , 8-70397

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1500 Broadway 25th Floor, New York, NY 10036
Mailing Address
1500 Broadway 25th Floor, New York, NY 10036
Phone number
(212) 291-7702
Established
Delaware since 07/16/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
HYBER HOLDINGS LLCDIRECT OWNER
BARTHES, DAVYCEO5726005
BARTHES, JOHANN BRIAN ROBINPRESIDENT5740524
TREARS, JOHN PATRICKPARTNER COO/CFO/CCO2837461

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MAGEN FINANCIAL LLC

CRD#: 305174New York, NY 10036

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