Barbara A. Johnson

JOHNSON PRIVATE WEALTH MANAGEMENT

SARASOTA, FL 34236

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CRD#: 5335198

Professional summary

Barbara A Johnson, who also goes by Barbara A Kuna, is a registered financial advisor currently at JOHNSON PRIVATE WEALTH MANAGEMENT, LLC located in Sarasota, Florida.

Barbara is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Barbara has worked at 3 firms and has passed the Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Barbara A Kuna

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OWNER AND SOLE PROPRIETOR OF WILLOW POINT FARM HUNT CLUB. ADDRESS IS 1 SNICARTE ISLAND, BATH, IL 62617, NON-INVESTMENT RELATED. DEVOTE 5 HOURS MONTHLY AS OWNER/MANAGER FOR BOOKKEEPING, SCHEDULING, AND MAINTAINING ANNUAL CONTRACTS. RENTAL APARTMENT BUILDING BARBARA JOHNSON, OWNER

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barbara A Johnson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 23, 2014 - Present

JOHNSON PRIVATE WEALTH MANAGEMENT, LLC

Office #1: 33 S. Gulfstream Avenue #804, Sarasota, FL 34236Office #2: 1990 Main Street Suite 750, Sarasota, FL 34236

RIA

CRD#: 169413

SARASOTA, FL

Past

June 1, 2009 - January 22, 2014

MORGAN STANLEY

RIA

CRD#: 149777

CHICAGO, IL

Past

June 1, 2009 - January 22, 2014

MORGAN STANLEY

CRD#: 149777

CHICAGO, IL

Past

August 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

CHICAGO, IL

Past

July 4, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/20/2015)

IAR

Illinois
(1/23/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/1/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 9/17/2007

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 7/3/2007

General Securities Representative Examination

Current Firm

JOHNSON PRIVATE WEALTH MANAGEMENT, LLC

JOHNSON PRIVATE WEALTH MANAGEMENT, LLC | JOHNSON, BARBARA

CRD#: 169413 / SEC#:

Florida

Registered Investment Advisory firm - (1/20/2015 Approved)

Illinois

Registered Investment Advisory firm - (1/23/2014 Approved)

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Contact information

Main Address

33 S. Gulfstream Avenue #804, Sarasota, FL 34236

Mailing Address

Phone number

(847) 980-7746

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	139
AUM (Assets Under Management)	$ 32,752,811

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Barbara A. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barbara A Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

JOHNSON PRIVATE WEALTH MANAGEMENT, LLC

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/1/2007

Series 31

Date: 9/17/2007

Series 7

Date: 7/3/2007

Current Firm

JOHNSON PRIVATE WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

JOHNSON PRIVATE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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