Hemant K. Hebbar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hemant Kattingeri Hebbar, who also goes by Hemant K Hebbar, Hemant Hebbar, Kattingeri Hemant Hebbar, was a registered financial professional .
Hemant is a previously registered financial professional and started their career in finance in 2008. Hemant had worked at 4 firms and has passed the Series 63, SIE, Series 79, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 17, 2013 - March 27, 2017
SIGNAL HILL CAPITAL GROUP LLC
October 12, 2010 - April 16, 2013
MONTGOMERY & CO., LLC
August 7, 2009 - October 11, 2010
WEDBUSH SECURITIES INC.
October 20, 2008 - May 8, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SIGNAL HILL CAPITAL GROUP LLC
CRD#: 122782 / SEC#: , 8-65530
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SIGNAL HILL HOLDINGS LLC | INVESTOR | |
| ANDREWS, GREGORY DOUGLAS | FINOP/CFO | 2065440 |
| CRAIG, ELISABETH FANDETTI | GENERAL COUNSEL | 4293744 |
| DONOHUE, JOSEPH THOMAS | DIRECTOR | 1630441 |
| DONOVAN, MOIRA MELLOY | CHIEF COMPLIANCE OFFICER | 2777423 |
| EDMONDSON, ERIC WINSTON | VICE CHAIRMAN | 1441360 |
| IKEDA, HIROKI | DIRECTOR | 2485395 |
| KOHR, WILLIAM EDWARD | DIRECTOR | 1563851 |
| NAKAMURA, NAOYA | DIRECTOR | 5730603 |
| SAWANO, TAKAYUKI | DIRECTOR | 1763737 |
| SUZUKI, NAOKI | DIRECTOR | 6643504 |
| WIELER, SCOTT ALAN | CHAIRMAN, CEO, DIRECTOR | 1946538 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
