Joel I. Wilson
Professional summary
Joel Irwing Wilson was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Joel is a previously registered financial advisor and started their career in finance in 2007. Prior to being barred, Joel had worked at 4 firms, which includes THE DIVERSIFIED GROUP, W R RICE FINANCIAL SERVICES INC., CHELSEA FINANCIAL SERVICES, SIGNATOR INVESTORS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2012 - November 21, 2012
THE DIVERSIFIED GROUP
November 29, 2010 - November 21, 2012
W R RICE FINANCIAL SERVICES, INC.
March 23, 2010 - December 31, 2011
THE DIVERSIFIED GROUP
June 10, 2009 - January 15, 2010
CHELSEA FINANCIAL SERVICES
May 16, 2007 - May 28, 2009
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
THE DIVERSIFIED GROUP
CRD#: 151960 / SEC#:
Contact information
Red Flags
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