HM
Howard A. Morin
HELIUM ADVISORS LLC
VANCOUVER, WA 98684
Some features on this profile are disabled
CRD#: 5334930
HM
Professional summary
Howard Alexander Morin, who also goes by Howie Alexander Morin, is a registered financial advisor currently at HELIUM ADVISORS LLC located in Vancouver, Washington.
Howard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Howard has worked at 6 firms and has passed the Series 66, Series 52TO, Series 99TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Howie Alexander Morin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Katahdin Ventures LLC, Investment related, Everett, WA, 8/31/2016, 70% of time spent on activity, zero during trading hours, Represents personal interest in business ventures - No compensation, (Manager/Member). 2. Name: Helium Financial Group, LLC address: 1910 120th PL SE, Suite 201, Everett, WA 98208 nature: Parent holding company, 100% owner of Helium Advisors LLC investment-related: no title: Manager/Principal duties: Passive entity 47 % ownership through Katahdin Ventures. Book expenses and share costs and income start date: 03/2016 approximate number of hours per month you devote to the other business: Less than 5 number of hours you devote to the other business during securities trading hours: 0 3. Name: H. Maris and Associates address: 1910 120th PL SE, Suite 201, Everett, WA 98208 nature: Tax and Accounting Practice investment-related: No title: Manager through Helium financial group duties: 50% Ownership start date: 02/2018 approximate number of hours per month you devote to the other business: 8 hours per month number of hours you devote to the other business during securities trading hours: 0 4. Name: Helium Tax address:1910 120th PL SE, Suite 201, Everett, WA 98208 nature: Accounting Firm investment-related: yes title: Manager through Helium Financial Group duties: 50% ownership start date : April 2016 approximate number of hours per month you devote to the other business: 0 number of hours you devote to the other business during securities trading hours: 0 5. Name: The Tax and Accounting Group LLC address: 1910 120th PL SE, Suite 201, Everett, WA 98208 the nature: Tax Prep Services investment-related: No title: Partner duties: Executive management oversight the start date: 09/2022 approximate number of hours per month you devote to the other business: less than 5 hours per month number of hours you devote to the other business during securities trading hours: 0 6. Name: BCR Group Holdings LLC address: Livingston, MT the nature: Family LLC for our real estate/land holdings investment-related: No title: Manager duties: Manager, Banking, ect the start date: 03/2023 approximate number of hours per month you devote to the other business: less than 5 hours per month number of hours you devote to the other business during securities trading hours: 0 7. Partner in Helium Day Tax; investment related: No; Location: 12009 NE 99th ST Suite 1420 Vancouver WA 98682; Description: is a tax and accounting firm where they prepare tax returns and accounting for clients; Responsibilities: Oversee the managing head to ensure the business is running smoothly; Start date: 2021-01-25; 0 Hours per month; No compensation. 8. Partner in Element Planning Solutions LLC; Investment related: No; Location: 1910 120th PL SE Suite 201 Everett WA 98208; Description: Element was set up so our advisors who have insurance licenses can receive payment through Element Solutions; Responsibilities: There are no responsibilities for this entity. The entity was formed solely for our insurance licensed advisors to receive payment through this entity. Start date: 2022-07-15; 0 Hours per month; No compensation. 9. Partner in Clarity Tax Group LLC, an accounting firm; Investment related: No; Location: 1326 E Laurel St Bellingham WA 98225; Description: The company prepares tax returns and does accounting services for clients; Responsibilities Duties: Ensure the tax manager is running the business smoothly and efficiently; Start date: 2023-12-01; 0 Hours per month; No compensation. 10. Howard Morin is a Partner at The Expert Group LLC; Investment related: No; Location:100 Crescent Court, 7th Floor Dallas TX 75201; Start date : 2021-10-11; Description: Tax, accounting, and payroll consultants; Responsibilities Duties: Executive management oversight; 5 Hours per month during trading hours; 20 Hours per month outside trading hours; 5% of total yearly compensation from the business.
CRS (Client Relationship Summary) - RIA
Click below to view Howard Alexander Morin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 6, 2016 - Present
HELIUM ADVISORS LLC
Office #1: 222 Ne Park Plaza Dr Park Tower Iii, Suite 116, Vancouver, WA 98684RIA
CRD#: 282356
VANCOUVER, WA
Past
June 13, 2016 - November 30, 2023
INFINITY FINANCIAL SERVICES
BD
CRD#: 144302
Everett, WA
Past
October 3, 2015 - April 12, 2016
CONOVER CAPITAL MANAGEMENT
RIA
CRD#: 118393
BELLEVUE, WA
Past
April 15, 2011 - August 15, 2015
CONOVER CAPITAL MANAGEMENT
RIA
CRD#: 118393
BELLEVUE, WA
Past
April 11, 2011 - April 12, 2016
CONOVER SECURITIES CORPORATION
BD
CRD#: 17129
BELLEVUE, WA
Past
May 11, 2009 - May 5, 2011
LPL FINANCIAL LLC
RIA
CRD#: 6413
LYNNWOOD, WA
Past
May 11, 2009 - May 5, 2011
LPL FINANCIAL LLC
BD
CRD#: 6413
LYNNWOOD, WA
Past
July 23, 2007 - May 13, 2009
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
BELLEVUE, WA
Past
July 4, 2007 - May 13, 2009
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
BELLEVUE, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HA
HELIUM ADVISORS LLC
HELIUM ADVISORS | HELIUM ADVISORS LLC
CRD#: 282356 / SEC#: 801-126557
RIA
Registered Investment Advisory firm - (9/15/2022 Approved)Arizona
Registered Investment Advisory firm - (12/7/2022 Terminated)California
Registered Investment Advisory firm - (1/6/2023 Terminated)Texas
Registered Investment Advisory firm - (12/7/2022 Terminated)Washington
Registered Investment Advisory firm - (1/11/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(7/1/2021)
IAR
California(8/22/2022)
IAR
Texas(3/15/2023)
IAR
Washington(4/6/2016)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
HA
HELIUM ADVISORS LLC
HELIUM ADVISORS | HELIUM ADVISORS LLC
CRD#: 282356 / SEC#: 801-126557
RIA
Registered Investment Advisory firm - (9/15/2022 Approved)Arizona
Registered Investment Advisory firm - (12/7/2022 Terminated)California
Registered Investment Advisory firm - (1/6/2023 Terminated)Texas
Registered Investment Advisory firm - (12/7/2022 Terminated)Washington
Registered Investment Advisory firm - (1/11/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
222 Ne Park Plaza Dr Park Tower Iii, Suite 116, Vancouver, WA 98684
Mailing Address
Phone number
(425) 214-1533
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 896 |
| AUM (Assets Under Management) | $ 308,092,194 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
