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Howard Alexander Morin

HELIUM ADVISORS
VANCOUVER, WA
·CRD# 5334930·19 years experience

Professional Summary

Howard Alexander Morin, who also goes by Howie Alexander Morin, is a registered financial advisor currently at HELIUM ADVISORS LLC located in Vancouver, Washington. Howard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Howard has worked at 6 firms and has passed the Series 66, Series 52TO, Series 99TO, SIE, Series 7, Series 53 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Howie Alexander Morin

Blog Corner

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

HELIUM ADVISORS LLC·CRD# 282356
RIA
1. 222 Ne Park Plaza Dr Park Tower Iii, Suite 116, Vancouver, WA 986842. 7047 E. Greenway Parkway; Suite 250, Scottsdale, AZ 85254
January 20, 2026 - Present
INFINITY FINANCIAL SERVICES·CRD# 144302
BD
Everett, WA
June 13, 2016 - November 30, 2023
HELIUM ADVISORS LLC·CRD# 282356
RIA
Vancouver, WA
April 6, 2016 - December 31, 2025
CONOVER CAPITAL MANAGEMENT·CRD# 118393
RIA
Bellevue, WA
October 3, 2015 - April 12, 2016
CONOVER CAPITAL MANAGEMENT·CRD# 118393
RIA
Bellevue, WA
April 15, 2011 - August 15, 2015
CONOVER SECURITIES CORPORATION·CRD# 17129
BD
Bellevue, WA
April 11, 2011 - April 12, 2016
LPL FINANCIAL LLC·CRD# 6413
RIA
Lynnwood, WA
May 11, 2009 - May 5, 2011
LPL FINANCIAL LLC·CRD# 6413
BD
Lynnwood, WA
May 11, 2009 - May 5, 2011
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
Bellevue, WA
July 23, 2007 - May 13, 2009
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Bellevue, WA
July 4, 2007 - May 13, 2009

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Current Firm

HA
HELIUM ADVISORS LLC

HELIUM ADVISORS | HELIUM ADVISORS LLC

CRD#: 282356 / SEC#: 801-126557
RIA
Registered Investment Advisory firm - SEC (9/15/2022 Approved)
Arizona
Registered Investment Advisory firm - Arizona (12/7/2022 Terminated)
California
Registered Investment Advisory firm - California (1/6/2023 Terminated)
Texas
Registered Investment Advisory firm - Texas (12/7/2022 Terminated)
Washington
Registered Investment Advisory firm - Washington (1/11/2023 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

222 Ne Park Plaza Dr Park Tower Iii, Suite 116, Vancouver, WA 98684

Phone Number

(425) 214-1533

# of Employees

7

SEC notice filing (7 States and Territories)

Registered to provide investment advisory services in 7 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

HELIUM ADVISORS LLC FORM ADV PART 2 06.2025 (3/30/2026)

Regulatory Assets Under Management

Total Number of Accounts

690

AUM (Assets Under Management)

$233,777,142

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Katahdin Ventures LLC, Investment related, Everett, WA, 8/31/2016, 70% of time spent on activity, zero during trading hours, Represents personal interest in business ventures - No compensation, (Manager/Member). 2. Name: Helium Financial Group, LLC address: 222 NE Park Plaza Drive, Park Tower III, Suite 116, Vancouver, WA 98684 nature: Parent holding company, 100% owner of Helium Advisors LLC investment-related: no title: Manager/Principal duties: Passive entity 47 % ownership through Katahdin Ventures. Book expenses and share costs and income start date: 03/2016 approximate number of hours per month you devote to the other business: Less than 5 number of hours you devote to the other business during securities trading hours: 0 3. Name: Helium Tax address: 222 NE Park Plaza Drive, Park Tower III, Suite 116, Vancouver, WA 98684 nature: Accounting Firm investment-related: yes title: Manager through Helium Financial Group duties: 50% ownership start date : April 2016 approximate number of hours per month you devote to the other business: 0 number of hours you devote to the other business during securities trading hours: 0 4. Name: BCR Group Holdings LLC address: Livingston, MT the nature: Family LLC for our real estate/land holdings investment-related: No title: Manager duties: Manager, Banking, ect the start date: 03/2023 approximate number of hours per month you devote to the other business: less than 5 hours per month number of hours you devote to the other business during securities trading hours: 0 5. Partner in Element Planning Solutions LLC; Investment related: No; Location: 222 NE Park Plaza Drive, Park Tower III, Suite 116, Vancouver, WA 98684; Description: Element was set up so our advisors who have insurance licenses can receive payment through Element Solutions; Responsibilities: There are no responsibilities for this entity. The entity was formed solely for our insurance licensed advisors to receive payment through this entity. Start date: 2022-07-15; 0 Hours per month; No compensation. 6. Partner in Clarity Tax Group LLC, an accounting firm; Investment related: No; Location: 1326 E Laurel St Bellingham WA 98225; Description: The company prepares tax returns and does accounting services for clients; Responsibilities Duties: Ensure the tax manager is running the business smoothly and efficiently; Start date: 2023-12-01; 0 Hours per month; No compensation. 7. Howard Morin is a Partner at The Expert Group LLC; Investment related: No; Location:100 Crescent Court, 7th Floor Dallas TX 75201; Start date : 2021-10-11; Description: Tax, accounting, and payroll consultants; Responsibilities Duties: Executive management oversight; 5 Hours per month during trading hours; 20 Hours per month outside trading hours; 5% of total yearly compensation from the business.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HA
HELIUM ADVISORS LLC

HELIUM ADVISORS | HELIUM ADVISORS LLC

CRD#: 282356 / SEC#: 801-126557
RIA
Registered Investment Advisory firm - SEC (9/15/2022 Approved)
Arizona
Registered Investment Advisory firm - Arizona (12/7/2022 Terminated)
California
Registered Investment Advisory firm - California (1/6/2023 Terminated)
Texas
Registered Investment Advisory firm - Texas (12/7/2022 Terminated)
Washington
Registered Investment Advisory firm - Washington (1/11/2023 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
California
(1/20/2026)
IAR
Texas
(1/20/2026)
IAR
Washington
(1/20/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jul 2007About the Series 66 exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2007About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Nov 2011About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Aug 2011About the Series 24 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Howard Alexander Morin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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