Tyler W. Armstrong
Professional summary
Tyler W Armstrong, CFP®, who also goes by Tyler Wayne Armstrong, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Plymouth, Minnesota.
Tyler is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Tyler has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Tyler W Armstrong's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Tyler W Armstrong's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2014
Experience
May 14, 2021 - Present
OSAIC WEALTH, INC.
Office #1: 4425 Hwy 169 N Suite 100, Plymouth, MN 55442May 14, 2021 - Present
OSAIC WEALTH, INC.
Office #1: 4425 Hwy 169 N Suite 100, Plymouth, MN 55442April 18, 2017 - May 17, 2021
ADVISORNET WEALTH PARTNERS
October 18, 2016 - February 15, 2017
JRA FINANCIAL ADVISORS, INC.
October 12, 2016 - May 18, 2021
CETERA WEALTH SERVICES, LLC
October 12, 2016 - May 18, 2021
CETERA WEALTH SERVICES, LLC
March 18, 2015 - August 7, 2018
MHS ADVISORY SERVICES, LLC
March 6, 2015 - September 30, 2016
SIGNATOR INVESTORS, INC.
September 16, 2010 - March 11, 2015
INVESTORS CAPITAL CORP.
September 15, 2010 - March 11, 2015
INVESTORS CAPITAL CORP.
February 18, 2009 - September 27, 2010
LPL FINANCIAL LLC
February 6, 2009 - September 27, 2010
LPL FINANCIAL LLC
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/14/2021)
(1/7/2022)
(1/12/2023)
(5/14/2021)
(5/14/2021)
(5/14/2021)
(5/14/2021)
(5/14/2021)
(5/14/2021)
(5/20/2021)
(5/14/2021)
(5/17/2021)
(5/14/2021)
(7/27/2023)
(5/14/2021)
Exams
FINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
