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RV

Raparthi Virupaksha

MARV CAPITAL
NEW YORK, NY 10123
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CRD#: 5334660
RV

Professional summary


Raparthi Virupaksha, who also goes by VIru Raparthi, is a registered financial professional currently at MARV CAPITAL INC. located in New York, New York.

Raparthi is registered as a RR (Registered Representative) and started their career in finance in 2007. Raparthi has worked at 5 firms and has passed the Series 63, Series 3, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Viru Raparthi

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Raparthi Virupaksha's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 29, 2010 - Present

MARV CAPITAL INC.

Office #1: 450 7th Ave. Suite 609, New York, NY 10123
BD
CRD#: 104390
NEW YORK, NY
Past

February 12, 2009 - July 29, 2010

SOUTHRIDGE INVESTMENT GROUP LLC

BD
CRD#: 45531
NEW YORK, NY
Past

November 25, 2008 - December 16, 2008

NEWEDGE USA, LLC

BD
CRD#: 36118
NEW YORK, NY
Past

April 17, 2008 - October 16, 2008

BROADPOINT DESCAP

BD
CRD#: 14997
NEW YORK, NY
Past

October 26, 2007 - November 15, 2007

RABO SECURITIES USA, INC.

BD
CRD#: 122657
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(7/29/2010)
RR
New York
(7/29/2010)
RR
Texas
(1/5/2015)

Exams


State Security Law Exam
RR
Series 63
Date: 5/13/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


MC
MARV CAPITAL INC.
MARINO CAPITAL PARTNERS | NETCAP VENTURES, INC. | NET CAP SECURITIES | MARV CAPITAL INC.

CRD#: 104390 / SEC#: , 8-52855

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
1 West End Avenue Suite 11d, New York, NY 10023
Mailing Address
1 West End Avenue Suite 11d, New York, NY 10023
Phone number
(347) 556-7263
Established
California since 05/16/2000
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
MARV CAPITAL PARTNERS, LLCDIRECT OWNER
AWASTHI, MANEESHEXECUTIVE OFFICER2931277
GEORGE, KENNETH RONALDFINOP2643369
VIRUPAKSHA, RAPARTHIEXECUTIVE OFFICER/ CHIEF COMPLIANCE OFFICER5334660

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MARV CAPITAL INC.

CRD#: 104390New York, NY 10123

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