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JS

Jaclyn S. Sullivan

EMERSON EQUITY LLC
Sausalito, CA 94965
Some features on this profile are disabled
CRD#: 5334639
JS

Professional summary

Jaclyn Strife Sullivan, who also goes by Jacklyn Deanne Strife, Jaclyn Deanne Strife, Jaclyn Sullivan, is a registered financial professional currently at EMERSON EQUITY LLC located in Sausalito, California.

Jaclyn is registered as a RR (Registered Representative) and started their career in finance in 2007. Jaclyn has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jacklyn Deanne Strife | Jaclyn Deanne Strife | Jaclyn Sullivan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jaclyn Strife Sullivan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 7, 2012 - Present

EMERSON EQUITY LLC

Office #1: 3030 Bridgeway Suite 330, Sausalito, CA 94965
RIA
BD
CRD#: 130032
Sausalito, CA
Past

August 6, 2012 - August 4, 2014

MICROVENTURE MARKETPLACE INC.

BD
CRD#: 152513
SAN FRANCISCO, CA
Past

December 22, 2011 - August 3, 2012

FORGE SECURITIES LLC

BD
CRD#: 134596
SAN FRANCISCO, CA
Past

February 16, 2011 - March 22, 2012

EMERSON EQUITY LLC

BD
CRD#: 130032
SAN BRUNO, CA
Past

September 14, 2007 - February 9, 2011

MERRIMAN CAPITAL, INC.

BD
CRD#: 18296
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EE
EMERSON EQUITY LLC
EMERSON EQUITY LLC

CRD#: 130032 / SEC#: 801-120835, 8-66296

RIA
Registered Investment Advisory firm - SEC (4/16/2021 Approved)
California
Registered Investment Advisory firm - SEC (5/11/2023 Terminated)
Colorado
Registered Investment Advisory firm - SEC (4/19/2023 Terminated)
Nevada
Registered Investment Advisory firm - SEC (5/11/2023 Terminated)
New York
Registered Investment Advisory firm - SEC (9/21/2021 Terminated)
North Carolina
Registered Investment Advisory firm - SEC (4/12/2023 Terminated)
Ohio
Registered Investment Advisory firm - SEC (4/11/2023 Terminated)
Texas
Registered Investment Advisory firm - SEC (4/11/2023 Terminated)
Virginia
Registered Investment Advisory firm - SEC (2/14/2022 Terminated)
Wisconsin
Registered Investment Advisory firm - SEC (11/16/2022 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(3/26/2015)
RR
Arkansas
(6/25/2025)
RR
California
(8/7/2012)
RR
Colorado
(2/14/2013)
RR
Connecticut
(5/11/2015)
RR
Delaware
(6/4/2021)
RR
District of Columbia
(6/7/2021)
RR
Florida
(8/26/2013)
RR
Georgia
(9/12/2016)
RR
Hawaii
(3/15/2024)
RR
Illinois
(5/8/2013)
RR
Kansas
(10/8/2025)
RR
Kentucky
(6/7/2021)
RR
Maine
(6/7/2021)
RR
Massachusetts
(3/26/2015)
RR
Michigan
(6/4/2021)
RR
Minnesota
(2/22/2017)
RR
Montana
(3/15/2024)
RR
Nevada
(8/9/2012)
RR
New Jersey
(9/14/2012)
RR
New York
(8/7/2012)
RR
North Carolina
(3/19/2024)
RR
Ohio
(10/31/2023)
RR
Oklahoma
(8/3/2023)
RR
Oregon
(3/15/2024)
RR
Pennsylvania
(1/29/2016)
RR
South Carolina
(3/9/2015)
RR
South Dakota
(10/8/2025)
RR
Tennessee
(12/3/2024)
RR
Texas
(2/28/2013)
RR
Virginia
(5/11/2015)
RR
Washington
(12/11/2012)
RR
Wisconsin
(3/15/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 4/4/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/13/2007
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

EE
EMERSON EQUITY LLC
EMERSON EQUITY LLC

CRD#: 130032 / SEC#: 801-120835, 8-66296

RIA
Registered Investment Advisory firm - SEC (4/16/2021 Approved)
California
Registered Investment Advisory firm - SEC (5/11/2023 Terminated)
Colorado
Registered Investment Advisory firm - SEC (4/19/2023 Terminated)
Nevada
Registered Investment Advisory firm - SEC (5/11/2023 Terminated)
New York
Registered Investment Advisory firm - SEC (9/21/2021 Terminated)
North Carolina
Registered Investment Advisory firm - SEC (4/12/2023 Terminated)
Ohio
Registered Investment Advisory firm - SEC (4/11/2023 Terminated)
Texas
Registered Investment Advisory firm - SEC (4/11/2023 Terminated)
Virginia
Registered Investment Advisory firm - SEC (2/14/2022 Terminated)
Wisconsin
Registered Investment Advisory firm - SEC (11/16/2022 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
155 Bovet Road, Suite 725, San Mateo, CA 94402
Mailing Address
155 Bovet Road, Suite 725, San Mateo, CA 94402
Phone number
(650) 312-0200
Established
California since 10/10/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
222

SEC notice filing (32 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 (10/27/2025)

Direct owners and executive officers

NamePositionCRD#
BALDINI, DOMINIC JULIOMANAGING MEMBER, PRESIDENT, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNI PRINCIPAL, FINOP3082081
MORRISSEY, KATHLEEN FRANCESCHIEF OPERATIONS OFFICER1771747
SNYDER, SEAN KRISTIANCHIEF STRATEGY OFFICER1860842

Regulatory assets under management

Total Number of Accounts1,091
AUM (Assets Under Management)$ 327,937,701

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EMERSON EQUITY LLC

CRD#: 130032Sausalito, CA 94965

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