TM

Troy E. Marchand

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CRD#: 5334555
TM

Professional summary


Troy Edward Marchand was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Troy is a previously registered financial professional and started their career in finance in 2010. Prior to being barred, Troy had worked at 2 firms, which includes ELPIS CAPITAL GROUP LLC, WORLD EQUITY GROUP INC..

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 31, 2018 - April 3, 2018

ELPIS CAPITAL GROUP, LLC

RIA
CRD#: 175494
Indianapolis, IN
Past

March 30, 2015 - December 31, 2017

ELPIS CAPITAL GROUP, LLC

RIA
CRD#: 175494
INDIANAPOLIS, IN
Past

May 7, 2010 - May 16, 2011

WORLD EQUITY GROUP, INC.

RIA
CRD#: 29087
ANDERSON, IN
Past

February 4, 2010 - May 16, 2011

WORLD EQUITY GROUP, INC.

BD
CRD#: 29087
ANDERSON, IN

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam

Current Firm


EC
ELPIS CAPITAL GROUP, LLC
ELPIS CAPITAL GROUP, LLC | TROY MARCHAND TBD | FOUNDRY CAPITAL GROUP, LLC

CRD#: 175494 / SEC#:

Indiana
Registered Investment Advisory firm - (1/31/2018 Approved)
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Contact information


Main Address
7190 E 106th Street, Fishers, IN 46038
Mailing Address
Phone number
(317) 660-8938
Established
Firm type
Fiscal year end
# of Employees
7

Regulatory assets under management


Total Number of Accounts1
AUM (Assets Under Management)$ 90,353,538

Red Flags


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Company Information


ELPIS CAPITAL GROUP, LLC

CRD#: 175494

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