Mark T. Tomezak
Professional summary
Mark T Tomezak MR., who also goes by Mark T Tomezak, is a registered financial professional currently at DCM BROKERS, LLC located in Chicago, Illinois.
Mark is registered as a RR (Registered Representative) and started their career in finance in 2007. Mark has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 34, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark T Tomezak MR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
October 5, 2020 - Present
DCM BROKERS, LLC
Office #1: 566 W. Adams, Suite 300, Chicago, IL 60661November 20, 2007 - May 21, 2009
ADVANCED EQUITIES, INC.
October 15, 2007 - May 21, 2009
ADVANCED EQUITIES, INC.
June 22, 2007 - October 25, 2007
ZACKS INVESTMENT MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/29/2021)
Exams
Series 7TO
Date: 10/5/2020
General Securities Representative ExaminationFINRA
Current Firm
DCM BROKERS, LLC
CRD#: 144158 / SEC#: , 8-67640
Contact information
FINRA licenses (6 States and Territories)
Documents
Red Flags
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