DV
David A. Ventura
SIGNET PRIVATE WEALTH
Chicago, IL 60606
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CRD#: 5333708
DV
Professional summary
David Andrew Ventura, CFP® is a registered financial advisor currently at SIGNET PRIVATE WEALTH, LLC located in Chicago, Illinois.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. David has worked at 3 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Real Estate; Investment related- Yes; Chicago, IL; Real Estate; Manager; 03/2017; During business hours: 0; After business hours: 2 2. Personal Trust; Investment related- Yes; Chicago IL; Trust; Co-Trustee; 04/2012 3. David Andrew Ventura is a Manager at JCV Real Estate LLC, Investment Related; Business Location: 200 N. LaSalle Street, Suite 1550 Chicago IL 60601; Business Start Date: 2016-01-01; Business Description: The business (JCV Real Estate) is a manager-managed LLC which owns two multi-family rental buildings in the city of Chicago and formed in 2016. Ownership of the buildings is divided into 4 trusts, each of which are owned by 4 family members (siblings) who are clients of Signet Private Wealth. I, David Ventura am the advisor for the 4 trusts and am also the manager of the business (JCV Real Estate). The 4 siblings (owners) are my father and three aunts. ; Responsibilities Duties: My role as manager of JCV Real Estate is to pay expenses, and oversee the daily management and repair of the buildings. A paid property manager handles the day to day operations of the buildings, rents the apartments, and receives rent from the tenants. I do not receive any compensation for the management or oversight of the business. I also do not own any portion of the business; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 0.
CRS (Client Relationship Summary) - RIA
Click below to view David Andrew Ventura's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
December 20, 2019 - Present
SIGNET PRIVATE WEALTH, LLC
Office #1: 150 S Wacker Drive Suite 2400, Chicago, IL 60606RIA
CRD#: 290029
Chicago, IL
Past
June 1, 2009 - December 13, 2019
MORGAN STANLEY
RIA
CRD#: 149777
Chicago, IL
Past
June 1, 2009 - December 13, 2019
MORGAN STANLEY
BD
CRD#: 149777
Chicago, IL
Past
July 20, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
CHICAGO, IL
Past
June 22, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SIGNET PRIVATE WEALTH, LLC
SIGNET PRIVATE WEALTH, LLC | TWENDE PRIVATE WEALTH | TWENDE INVESTMENT GROUP | TWENDE ASSET MANAGEMENT LLC
CRD#: 290029 / SEC#: 801-128034
RIA
Registered Investment Advisory firm - (5/25/2023 Approved)Florida
Registered Investment Advisory firm - (6/2/2023 Terminated)Illinois
Registered Investment Advisory firm - (6/2/2023 Terminated)Texas
Registered Investment Advisory firm - (6/2/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(12/20/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SP
SIGNET PRIVATE WEALTH, LLC
SIGNET PRIVATE WEALTH, LLC | TWENDE PRIVATE WEALTH | TWENDE INVESTMENT GROUP | TWENDE ASSET MANAGEMENT LLC
CRD#: 290029 / SEC#: 801-128034
RIA
Registered Investment Advisory firm - (5/25/2023 Approved)Florida
Registered Investment Advisory firm - (6/2/2023 Terminated)Illinois
Registered Investment Advisory firm - (6/2/2023 Terminated)Texas
Registered Investment Advisory firm - (6/2/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
150 S Wacker Drive Suite 2400, Chicago, IL 60606
Mailing Address
Phone number
(312) 796-7546
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 244 |
| AUM (Assets Under Management) | $ 172,677,757 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
