Cynthia R. Sforza
Professional summary
Cynthia Rose Sforza, CFP®, who also goes by Cynthia R Buss, Cynthia Sforza Buss, Cindy Sforza, Cynthia Sforza, is a registered financial advisor currently at LUCIDITY WEALTH ADVISORS INC. located in Brea, California.
Cynthia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Cynthia has worked at 7 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Cynthia Rose Sforza's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2016
Experience
August 15, 2023 - Present
LUCIDITY WEALTH ADVISORS INC.
March 16, 2021 - August 22, 2023
TOWNELEY CAPITAL MANAGEMENT, INC.
July 25, 2017 - March 2, 2021
CREATIVE PLANNING
September 21, 2016 - July 3, 2017
WEALTHSPIRE ADVISORS
September 21, 2016 - July 3, 2017
WEALTHSPIRE CAPITAL, LLC
April 1, 2016 - September 28, 2016
CUNA BROKERAGE SERVICES, INC.
March 31, 2016 - September 28, 2016
CUNA BROKERAGE SERVICES, INC.
July 3, 2008 - February 4, 2016
CUNA BROKERAGE SERVICES, INC.
July 3, 2008 - February 4, 2016
CUNA BROKERAGE SERVICES, INC.
July 30, 2007 - February 20, 2008
MORGAN STANLEY & CO. LLC
July 4, 2007 - February 20, 2008
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/15/2023)
Exams
Current Firm
LUCIDITY WEALTH ADVISORS INC.
CRD#: 326482 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 30 |
| AUM (Assets Under Management) | $ 15,500,285 |
Red Flags
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