Nicholas G. Tsiakilos

SHAREBUILDER 401K

Seattle, WA 98104

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CRD#: 5333551

Professional summary

Nicholas George Tsiakilos JR., who also goes by Nicholas George Tsiakilos, Nicholas Tsiakilos, Nick Tsiakilos, is a registered financial advisor currently at SHAREBUILDER 401K located in Seattle, Washington.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Nicholas has worked at 4 firms and has passed the Series 66, SIE, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nicholas George Tsiakilos | Nicholas Tsiakilos | Nick Tsiakilos

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas George Tsiakilos JR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 2, 2019 - Present

SHAREBUILDER 401K

Office #1: 801 Second Ave Suite 1400, Seattle, WA 98104

RIA

CRD#: 300537

Seattle, WA

Past

March 28, 2011 - August 1, 2019

CAPITAL ONE ADVISORS, LLC

RIA

CRD#: 136865

Seattle, WA

Past

September 25, 2008 - June 12, 2019

CAPITAL ONE INVESTING, LLC

CRD#: 45744

Seattle, WA

Past

August 27, 2007 - August 28, 2008

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

BELLEVUE, WA

Past

June 19, 2007 - August 28, 2008

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

BELLEVUE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SHAREBUILDER 401K

SHAREBUILDER 401K | SHAREBUILDER ADVISORS, LLC

CRD#: 300537 / SEC#: 801-115195

RIA

Registered Investment Advisory firm - (5/3/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(8/2/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/13/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/18/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 11/13/2014

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 8/26/2011

General Securities Principal Examination

Current Firm

SHAREBUILDER 401K

SHAREBUILDER 401K | SHAREBUILDER ADVISORS, LLC

CRD#: 300537 / SEC#: 801-115195

RIA

Registered Investment Advisory firm - (5/3/2019 Approved)

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Contact information

Main Address

801 Second Ave Suite 1400, Seattle, WA 98104

Mailing Address

801 Second Ave Suite 1400, Seattle, WA 98104

Phone number

(425) 213-9035

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SBA ADVII 2025 (6/3/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nicholas G. Tsiakilos

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas George Tsiakilos JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL ONE ADVISORS, LLC

CAPITAL ONE INVESTING, LLC

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

SHAREBUILDER 401K

State Registrations and Notice Filings

Exams

Series 66

Date: 8/13/2007

SIE

Date: 10/1/2018

Series 7

Date: 6/18/2007

Series 4

Date: 11/13/2014

Series 24

Date: 8/26/2011

Current Firm

SHAREBUILDER 401K

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

SHAREBUILDER 401K

TRUST BUT VERIFY

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