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Gabriella Papesh

CRD# 5333498·Registered 2007 - 2016
Previously Registered: Being a previously registered professional could mean that Gabriella is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gabriella Papesh, who also goes by Gabriella Garaygordobil, was a registered financial advisor. Gabriella was a previously registered financial professional and started their career in finance 2007 - 2016. Gabriella had worked at 6 firms and has passed the Series 66, SIE, Series 55, Series 7, Series 4 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gabriella Garaygordobil

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

S F SENTRY SECURITIES, INC.·CRD# 27432
BD
San Francisco, CA
November 16, 2015 - April 19, 2016
SAN FRANCISCO SENTRY INVESTMENT GROUP·CRD# 106257
RIA
San Francisco, CA
November 9, 2015 - April 19, 2016
WESTEND CAPITAL MANAGEMENT, LLC.·CRD# 120545
RIA
Los Angeles, CA
February 21, 2013 - December 31, 2016
TELSEY ADVISORY GROUP LLC·CRD# 148234
BD
San Francisco, CA
January 31, 2011 - February 8, 2013
ISLAND TRADING·CRD# 111468
BD
San Francisco, CA
August 20, 2008 - April 1, 2011
LPL FINANCIAL LLC·CRD# 6413
RIA
San Diego, CA
January 15, 2008 - August 12, 2008
LPL FINANCIAL LLC·CRD# 6413
BD
San Diego, CA
June 7, 2007 - August 12, 2008

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Current Firm

SF
S F SENTRY SECURITIES, INC.

MAGOWAN DIRICKSON SECURITIES | S F SENTRY SECURITIES, INC. | MAGOWAN DIRICKSON SECURITIES, INC.

CRD#: 27432 / SEC#: 8-43101
BD
Terminated by SEC on 07/26/2021

Contact Information

Established

California since 06/25/1990

Firm Type

Corporation

Fiscal Year End

May

Documents

Direct owners and executive officers

NamePositionCRD#
DIRICKSON, RICHARD EDWARD JRCHAIRMAN, CHIEF COMPLIANCE OFFICER68537
ROOT, LEON ARTHUR IIIPRESIDENT/FINOP2731496

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jan 2008About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Apr 2016About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Dec 2015

Series 7 — General Securities Representative Examination

Passed Nov 2015About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Jan 2016About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Nov 2015About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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