Tami C. Carroll

BSW WEALTH PARTNERS

Boulder, CO 80304

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CRD#: 5333353

Professional summary

Tami C Carroll, CFP®, who also goes by Tami C Hopp, is a registered financial advisor currently at BSW WEALTH PARTNERS located in Boulder, Colorado.

Tami is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Tami has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tami C Hopp

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tami C Carroll's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

September 4, 2019 - Present

BSW WEALTH PARTNERS

Office #1: 2300 Broadway Street, Boulder, CO 80304

RIA

CRD#: 107485

Boulder, CO

Past

February 12, 2018 - December 9, 2019

AVEO CAPITAL PARTNERS, LLC

RIA

CRD#: 157728

GREENWOOD VILLAGE, CO

Past

August 19, 2013 - February 23, 2018

COBIZ WEALTH

RIA

CRD#: 125910

DENVER, CO

Past

December 9, 2010 - February 13, 2012

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

DENVER, CO

Past

October 14, 2010 - February 13, 2012

EQUITABLE ADVISORS, LLC

CRD#: 6627

DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BSW WEALTH PARTNERS

CRD#: 107485 / SEC#: 801-45532

RIA

Registered Investment Advisory firm - (1/3/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(9/4/2019)

IAR

Texas
(12/6/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/23/2010

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 10/13/2010

General Securities Representative Examination

Current Firm

BSW WEALTH PARTNERS

CRD#: 107485 / SEC#: 801-45532

RIA

Registered Investment Advisory firm - (1/3/1994 Approved)

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Contact information

Main Address

2300 Broadway Street, Boulder, CO 80304

Mailing Address

Phone number

(303) 444-9696

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BSW ADV BROCHURE AUGUST 2025 (8/26/2025)

Regulatory assets under management

Total Number of Accounts	3,785
AUM (Assets Under Management)	$ 1,978,314,852

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Tami C. Carroll

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tami C Carroll's CRS (Customer Relationship Summary).

Certified licenses

Experience

BSW WEALTH PARTNERS

AVEO CAPITAL PARTNERS, LLC

COBIZ WEALTH

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

BSW WEALTH PARTNERS

State Registrations and Notice Filings

Exams

Series 66

Date: 11/23/2010

Series 7

Date: 10/13/2010

Current Firm

BSW WEALTH PARTNERS

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BSW WEALTH PARTNERS

TRUST BUT VERIFY

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