Pamela J. Franklin
Professional summary
Pamela Jo Franklin, CFP®, who also goes by Pamela J Franklin, Pamela Franklin, Pamela J Henderson, Pamela Frankin Pugh, is a registered financial advisor currently at MAG CAP located in Pensacola, Florida.
Pamela is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Pamela has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Pamela Jo Franklin's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 16, 2019 - Present
MAG CAP
February 21, 2014 - November 4, 2019
RAYMOND JAMES & ASSOCIATES, INC.
February 21, 2014 - November 4, 2019
RAYMOND JAMES & ASSOCIATES, INC.
September 4, 2007 - February 24, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 1, 2007 - February 24, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
MAG CAP
CRD#: 298398 / SEC#: 801-114023
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/18/2019)
(1/6/2023)
Exams
Current Firm
MAG CAP
CRD#: 298398 / SEC#: 801-114023
Contact information
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,743 |
| AUM (Assets Under Management) | $ 1,482,714,109 |
Red Flags
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