William Henry North Schwarz
Professional Summary
William Henry North Schwarz, who also goes by William Schwarz, is a registered financial advisor currently at DAUNTLESS ADVISORY, LLC located in Sarasota, Florida. William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. William has worked at 5 firms and has passed the Series 65, Series 63, Series 66, SIE, Series 79 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
William Schwarz
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
19 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
DAUNTLESS ADVISORY, LLC
Contact Information
Main Address
Annapolis, MDPhone Number
(410) 883-0879# of Employees
4Documents
Regulatory Assets Under Management
Total Number of Accounts
36AUM (Assets Under Management)
$16,143,762Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(6/16/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Sep 2012About the Series 79 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view William Henry North Schwarz's CRS (Customer Relationship Summary).
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