William H. Schwarz
Professional summary
William Henry North Schwarz, who also goes by William Schwarz, is a registered financial advisor currently at DAUNTLESS ADVISORY, LLC located in Annapolis, Maryland.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. William has worked at 5 firms and has passed the Series 65, Series 63, Series 66, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William Henry North Schwarz's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 16, 2026 - Present
DAUNTLESS ADVISORY, LLC
Office #1: 43 Upshur Road, Annapolis, MD 21402May 8, 2014 - December 19, 2023
CITIGROUP GLOBAL MARKETS INC.
April 4, 2014 - May 9, 2014
RBC CAPITAL MARKETS, LLC
September 10, 2012 - April 2, 2014
JEFFERIES LLC
June 28, 2007 - November 14, 2007
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/16/2026)
Exams
Current Firm
DAUNTLESS ADVISORY, LLC
CRD#: 334412 / SEC#:
Contact information
Red Flags
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Company Information
DAUNTLESS ADVISORY, LLC
CRD#: 334412Annapolis, MD 21402TRUST BUT VERIFY
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