Scott D. Hammel

APEIRON

Dallas, TX 75231

Some features on this profile are disabled

CRD#: 5333132

Professional summary

Scott Dale Hammel, CFP® is a registered financial advisor currently at APEIRON located in Dallas, Texas.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Scott has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Scott Hammel may recommend insurance products and may also, as an independent insurance agent, sell those recommended insurance products to Clients. The sale of these products accounts for approximately 10% of his time.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Dale Hammel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

August 4, 2017 - Present

APEIRON

Office #1: 10000 North Central Expressway Suite 700, Dallas, TX 75231

RIA

CRD#: 289273

Dallas, TX

Past

May 10, 2010 - September 20, 2017

WFG ADVISORS, LP

RIA

CRD#: 125073

DALLAS, TX

Past

May 10, 2010 - September 20, 2017

WFG INVESTMENTS, INC.

CRD#: 22704

Dallas, TX

Past

July 16, 2007 - May 12, 2010

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

RICHARDSON, TX

Past

July 2, 2007 - May 12, 2010

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

RICHARDSON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

APEIRON

CRD#: 289273 / SEC#: 801-110974

RIA

Registered Investment Advisory firm - (8/4/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(8/4/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/14/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 9/20/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/30/2007

General Securities Representative Examination

Current Firm

APEIRON

CRD#: 289273 / SEC#: 801-110974

RIA

Registered Investment Advisory firm - (8/4/2017 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

10000 North Central Expressway Suite 700, Dallas, TX 75231

Mailing Address

Phone number

(972) 421-2068

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APEIRON ADV PART 2A (3/21/2025)

APEIRON ADV PART 2A APPENDIX (3/21/2025)

Regulatory assets under management

Total Number of Accounts	2,411
AUM (Assets Under Management)	$ 730,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

David Alvarez

EDWARD JONES

IAR

Grapevine, TX

Kenneth Hopkins

ORION WEALTH MANAGEMENT LLC

IAR

Garland, TX

Jonathan Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

IAR

DALLAS, TX

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Scott D. Hammel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Dale Hammel's CRS (Customer Relationship Summary).

Certified licenses

Experience

WFG ADVISORS, LP

WFG INVESTMENTS, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

APEIRON

State Registrations and Notice Filings

Exams

Series 66

Date: 7/14/2007

SIE

Date: 9/20/2017

Series 7

Date: 6/30/2007

Current Firm

APEIRON

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

APEIRON

TRUST BUT VERIFY

Similar Advisors