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Stephen Ron Hartman

CRD# 5332801·Registered 2012 - 2014
Previously Registered: Being a previously registered professional could mean that Stephen is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Stephen Ron Hartman was a registered financial advisor. Stephen was a previously registered financial professional and started their career in finance 2012 - 2014. Stephen had worked at 1 firm.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

2 years in the financial services industry

Current & Past Employments

CFS, LLC·CRD# 118321
RIA
Oklahoma City, OK
June 26, 2012 - August 28, 2014

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Current Firm

CL
CFS, LLC

CARTOGRAPHER | COVENANT GLOBAL INVESTORS | COVENANT FINANCIAL SERVICES, LLC | COVENANT FINANCIAL SERVICES, INC. | COVENANT FINANCIAL SERVICES LLC DBA COVENANT GLOBAL INVESTORS | CFS, LLC | CARTOGRAPHER LP

CRD#: 118321 / SEC#: 801-67969

Contact Information

Main Address

210 Park Avenue Suite 3000, Oklahoma City, OK 73102

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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