Nathan J. Sharp

MARCADO ASSET MANAGEMENT LLC

San Antonio, TX 78209

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CRD#: 5332556

Professional summary

Nathan Joel Sharp, AIF® is a registered financial advisor currently at MARCADO ASSET MANAGEMENT LLC located in San Antonio, Texas.

Nathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Nathan has worked at 9 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan Joel Sharp's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

September 20, 2017 - Present

MARCADO ASSET MANAGEMENT LLC

Office #1: 4940 Broadway Street Suite 217, San Antonio, TX 78209

RIA

CRD#: 289136

San Antonio, TX

Past

September 28, 2012 - April 20, 2017

INTRUST FIDUCIARY GROUP

RIA

CRD#: 154355

AUSTIN, TX

Past

September 14, 2012 - March 24, 2014

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

AUSTIN, TX

Past

September 10, 2012 - March 24, 2014

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

AUSTIN, TX

Past

September 21, 2011 - September 26, 2012

SWBC INVESTMENT ADVISORY SERVICES LLC

RIA

CRD#: 156155

AUSTIN, TX

Past

May 25, 2011 - September 30, 2011

SWBC INVESTMENT COMPANY

RIA

CRD#: 140994

SAN ANTONIO, TX

Past

May 25, 2011 - September 30, 2011

SWBC INVESTMENT SERVICES, LLC

CRD#: 133715

AUSTIN, TX

Past

April 23, 2009 - October 13, 2010

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

AUSTIN, TX

Past

April 23, 2009 - October 13, 2010

CHARLES SCHWAB & CO., INC.

CRD#: 5393

AUSTIN, TX

Past

December 20, 2007 - December 31, 2008

401(K) INVESTMENT SERVICES, INC.

CRD#: 31150

AUSTIN, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MARCADO ASSET MANAGEMENT LLC

MARCADO | MARCADO ASSET MANAGEMENT LLC | MARCADO ASSET MANAGEMENT

CRD#: 289136 / SEC#: 801-118577

RIA

Registered Investment Advisory firm - (4/29/2020 Approved)

Texas

Registered Investment Advisory firm - (8/31/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(9/25/2020)

IAR

Texas
(9/20/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/28/2008

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 12/19/2007

General Securities Representative Examination

Current Firm

MARCADO ASSET MANAGEMENT LLC

MARCADO | MARCADO ASSET MANAGEMENT LLC | MARCADO ASSET MANAGEMENT

CRD#: 289136 / SEC#: 801-118577

RIA

Registered Investment Advisory firm - (4/29/2020 Approved)

Texas

Registered Investment Advisory firm - (8/31/2020 Terminated)

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Contact information

Main Address

4940 Broadway Street Suite 217, San Antonio, TX 78209

Mailing Address

Phone number

(210) 320-1171

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

MARCADO ASSET MANAGEMENT FORM ADV PART 2A DISCLOSURE BROCHURE (3/29/2025)

Regulatory assets under management

Total Number of Accounts	7
AUM (Assets Under Management)	$ 26,800,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nathan J. Sharp

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan Joel Sharp's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTRUST FIDUCIARY GROUP

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

SWBC INVESTMENT ADVISORY SERVICES LLC

SWBC INVESTMENT COMPANY

SWBC INVESTMENT SERVICES, LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

401(K) INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

MARCADO ASSET MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/28/2008

Series 7

Date: 12/19/2007

Current Firm

MARCADO ASSET MANAGEMENT LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MARCADO ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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