Donald D. Mccormick

INSIGHT WEALTH STRATEGIES, LP

Irvine, CA 92618

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CRD#: 5332551

Professional summary

Donald Dean Mccormick III is a registered financial advisor currently at INSIGHT WEALTH STRATEGIES, LP located in Irvine, California.

Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Donald has worked at 5 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSIGHT ADVISORS, INC./100 PACIFICA, STE 360 IRVINE, CA 92618/INVESTMENT RELATED/HOLDING COMPANY FOR INSIGHT WEALTH STRATEGIES, LP/PRESIDENT/EST. 11/1994 / DEVOTES 0 HOURS A MONTH TO THIS VENTURE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Dean Mccormick III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 19, 2016 - Present

INSIGHT WEALTH STRATEGIES, LP

Office #1: 100 Pacifica Suite 360, Irvine, CA 92618

RIA

CRD#: 151437

Irvine, CA

Past

October 26, 2009 - December 31, 2015

INSIGHT WEALTH STRATEGIES, LP

RIA

CRD#: 151437

IRVINE, CA

Past

May 22, 2008 - August 3, 2009

J.W. COLE FINANCIAL, INC.

CRD#: 124583

IRVINE, CA

Past

May 21, 2008 - August 7, 2009

J. W. COLE ADVISORS, INC.

RIA

CRD#: 112294

IRVINE, CA

Past

June 6, 2007 - February 27, 2008

1ST GLOBAL ADVISORS INC

RIA

CRD#: 111133

IRVINE, CA

Past

May 21, 2007 - February 27, 2008

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

IRVINE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INSIGHT WEALTH STRATEGIES, LP

CRD#: 151437 / SEC#: 801-124825

RIA

Registered Investment Advisory firm - (5/19/2022 Approved)

California

Registered Investment Advisory firm - (6/22/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/19/2016)

IAR

Texas
(5/24/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/23/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 5/18/2007

General Securities Representative Examination

Current Firm

INSIGHT WEALTH STRATEGIES, LP

CRD#: 151437 / SEC#: 801-124825

RIA

Registered Investment Advisory firm - (5/19/2022 Approved)

California

Registered Investment Advisory firm - (6/22/2022 Terminated)

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Contact information

Main Address

100 Pacifica Suite 360, Irvine, CA 92618

Mailing Address

Phone number

(949) 453-9331

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INSIGHT WEALTH STRATEGIES, LP - ADV 2A (3/4/2025)

Regulatory assets under management

Total Number of Accounts	235
AUM (Assets Under Management)	$ 109,183,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Donald D. Mccormick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Dean Mccormick III's CRS (Customer Relationship Summary).

Certified licenses

Experience

INSIGHT WEALTH STRATEGIES, LP

INSIGHT WEALTH STRATEGIES, LP

J.W. COLE FINANCIAL, INC.

J. W. COLE ADVISORS, INC.

1ST GLOBAL ADVISORS INC

1ST GLOBAL CAPITAL CORP.

Primary Firm SEC Registration

INSIGHT WEALTH STRATEGIES, LP

State Registrations and Notice Filings

Exams

Series 66

Date: 5/23/2007

Series 7

Date: 5/18/2007

Current Firm

INSIGHT WEALTH STRATEGIES, LP

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INSIGHT WEALTH STRATEGIES, LP

TRUST BUT VERIFY

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